NorthRock Partners’s Qumu Corp. QUMU Stock Holding History

NorthRock Partners’s Portfolio QUMU Stock Details QUMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-230,100	Closed	-$776K	–	362
2021 Q3	$776K	Buy	230,100 +137,100	+147%	+$364K	0.06%	114
2021 Q2	$268K	Buy	+93,000	New	+$457K	0.02%	207
2021 Q1	–	Sell	-16,600	Closed	-$133K	–	253
2020 Q4	$133K	Buy	+16,600	New	+$87.4K	0.01%	218
2016 Q4	–	Sell	-40,000	Closed	-$91K	–	67
2016 Q3	$91K	Hold	40,000	–	–	0.04%	48
2016 Q2	$178K	Sell	40,000 -300	-0.7%	-$1.34K	0.08%	43
2016 Q1	$185K	Hold	40,300	–	–	0.1%	45
2015 Q4	$109K	Hold	40,300	–	–	0.06%	38
2015 Q3	$155K	Hold	40,300	–	–	0.1%	39
2015 Q2	$332K	Buy	+40,300	New	+$432K	0.15%	32

Other funds holding QUMU

HFA

Harbert Fund Advisors Birmingham, Alabama $3.03M AUM 40.55% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return

JAMONY

Jacob Asset Management of New York Hermosa Beach, California $70.9M AUM 14.28% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

NorthRock Partners's QUMU Position: Q4 2021 in Review

NorthRock Partners sold out of Qumu Corp. (QUMU) in Q4 2021, closing a stake of 230,100 shares — an estimated $776K sold.

NorthRock Partners first reported a position in QUMU in Q2 2015 and held it in 9 quarters. The position peaked at $776K in Q3 2021. 28 funds tracked by Wall St. Rank hold QUMU as of Q4 2021.

NorthRock Partners reported no remaining Qumu Corp. position as of Q4 2021 after selling out during the quarter.
NorthRock Partners sold 230,100 Qumu Corp. shares in Q4 2021, an estimated $776K.
NorthRock Partners first reported a position in Qumu Corp. in Q2 2015 and held it in 9 quarters.
NorthRock Partners's Qumu Corp. position peaked at $776K in Q3 2021.
28 funds tracked by Wall St. Rank held Qumu Corp. as of Q4 2021.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.