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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$249M
Cap. Flow %
-3.62%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Consumer Staples 2.44%
3 Financials 2.25%
4 Industrials 1.21%
5 Healthcare 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTLS
351
DELISTED
Chart Industries
GTLS
$778K 0.01%
3,725
-826
-18% -$172K
FNDF icon
352
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$777K 0.01%
14,727
-9,406
-39% -$494K
MPC icon
353
Marathon Petroleum
MPC
$98.3B
$773K 0.01%
3,025
+249
+9% +$61.1K
SNDK
354
Sandisk
SNDK
$225B
$773K 0.01%
+340
New +$485K
MGEE icon
355
MGE Energy Inc
MGEE
$3.09B
$764K 0.01%
9,369
-1,528
-14% -$118K
SPYD icon
356
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.75B
$750K 0.01%
15,713
+2,042
+15% +$96K
DXPE icon
357
DXP Enterprises
DXPE
$3.03B
$747K 0.01%
4,427
– –
VCLT icon
358
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$745K 0.01%
9,894
-1,206
-11% -$90.4K
OTTR icon
359
Otter Tail
OTTR
$3.89B
$739K 0.01%
8,215
-9
-0.1% -$795
ETN icon
360
Eaton
ETN
$176B
$735K 0.01%
1,726
-314
-15% -$127K
RKLB icon
361
Rocket Lab Corp
RKLB
$51.9B
$735K 0.01%
7,232
+1,321
+22% +$132K
BKNG icon
362
Booking.com
BKNG
$159B
$735K 0.01%
4,121
-101,254
-96% -$17.3M
XYZ
363
Block Inc
XYZ
$48.4B
$730K 0.01%
9,610
+2,904
+43% +$204K
IQLT icon
364
iShares MSCI Intl Quality Factor ETF
IQLT
$14.3B
$728K 0.01%
14,689
+2,591
+21% +$127K
FALN icon
365
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$722K 0.01%
26,508
-4,618
-15% -$125K
CRH icon
366
CRH
CRH
$65.3B
$719K 0.01%
6,723
-155
-2% -$17.1K
BALI icon
367
iShares U.S. Large Cap Premium Income Active ETF
BALI
$1.37B
$718K 0.01%
21,213
+7,167
+51% +$237K
COP icon
368
ConocoPhillips
COP
$151B
$716K 0.01%
6,885
-3,346
-33% -$397K
PKW icon
369
Invesco BuyBack Achievers ETF
PKW
$1.78B
$708K 0.01%
5,001
+1
+0% +$137
OTIS icon
370
Otis Worldwide
OTIS
$27.8B
$705K 0.01%
9,845
+4,381
+80% +$327K
CI icon
371
Cigna
CI
$73.6B
$701K 0.01%
2,543
-132
-5% -$37.3K
SNOW icon
372
Snowflake
SNOW
$116B
$699K 0.01%
2,747
+635
+30% +$117K
UL icon
373
Unilever
UL
$134B
$699K 0.01%
11,621
+2,325
+25% +$134K
DUK icon
374
Duke Energy
DUK
$96.8B
$697K 0.01%
5,504
-413
-7% -$52.1K
CMC icon
375
Commercial Metals
CMC
$7.99B
$694K 0.01%
11,062
+1
+0% +$70
13 14
15
16 17

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PFA
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DE
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JCAM
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RPI
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CIMLRA
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $249M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.3% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.