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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$247M
Cap. Flow %
-3.59%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.13%
2 Technology 6.85%
3 Consumer Staples 2.44%
4 Financials 2.26%
5 Industrials 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFUS
301
Dimensional US Equity ETF
DFUS
$21.2B
$1.01M 0.01%
12,343
+28
+0.2% +$2.21K
CROX icon
302
Crocs
CROX
$5.53B
$1M 0.01%
8,329
-2,081
-20% -$227K
SCHW
303
Charles Schwab
SCHW
$182B
$1M 0.01%
10,851
+529
+5% +$48.2K
SCHB icon
304
Schwab US Broad Market ETF
SCHB
$43.9B
$1M 0.01%
34,542
+1,284
+4% +$35.9K
TMO icon
305
Thermo Fisher Scientific
TMO
$240B
$1,000K 0.01%
1,994
-661
-25% -$317K
XJH icon
306
iShares ESG Screened S&P Mid-Cap ETF
XJH
$408M
$997K 0.01%
19,111
+91
+0.5% +$4.5K
DFUV icon
307
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$995K 0.01%
18,092
– –
APD icon
308
Air Products & Chemicals
APD
$63.9B
$992K 0.01%
3,384
+68
+2% +$19.8K
HONA
309
Honeywell Aerospace
HONA
$52B
$988K 0.01%
+4,468
New +$986K
PZA icon
310
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
$986K 0.01%
41,925
-3,228
-7% -$75.2K
T icon
311
AT&T
T
$177B
$977K 0.01%
47,190
+961
+2% +$23.9K
CPS icon
312
Cooper-Standard Automotive
CPS
$407M
$974K 0.01%
36,000
– –
APH icon
313
Amphenol
APH
$191B
$971K 0.01%
11,016
-934
-8% -$67.3K
PCG icon
314
PG&E
PCG
$29.4B
$968K 0.01%
57,574
-133
-0.2% -$2.24K
ICVT icon
315
iShares Convertible Bond ETF
ICVT
$7.69B
$966K 0.01%
7,933
-2,177
-22% -$252K
FRT icon
316
Federal Realty Investment Trust
FRT
$9.77B
$963K 0.01%
7,802
-1,714
-18% -$199K
CEG icon
317
Constellation Energy
CEG
$92B
$963K 0.01%
3,875
+276
+8% +$77.7K
TMUS icon
318
T-Mobile US
TMUS
$189B
$953K 0.01%
5,681
+222
+4% +$42K
XEL icon
319
Xcel Energy
XEL
$45.4B
$953K 0.01%
11,865
-277
-2% -$22.1K
CMCSA icon
320
Comcast
CMCSA
$84.2B
$943K 0.01%
38,422
-3,838
-9% -$99K
EWBC icon
321
East-West Bancorp
EWBC
$17.3B
$942K 0.01%
7,295
-1,496
-17% -$184K
ITT icon
322
ITT
ITT
$17.4B
$933K 0.01%
4,719
-960
-17% -$194K
MSI icon
323
Motorola Solutions
MSI
$76.2B
$918K 0.01%
2,211
-121
-5% -$50.6K
VEU icon
324
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
$897K 0.01%
10,707
-296
-3% -$24.2K
MRSH
325
Marsh
MRSH
$84.4B
$893K 0.01%
5,358
-229
-4% -$38.3K
11 12
13
14 15

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DTC
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NPT
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RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $247M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.