NP

NorthRock Partners Portfolio holdings

AUM $5.92B
1-Year Est. Return 14.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
-$223M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
383
New
Increased
Reduced
Closed

Top Buys

1
+$7.27M
2
+$2.65M
3
+$2.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.05M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.96M

Top Sells

1
+$38.7M
2
+$22.1M
3
+$16.5M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$12.8M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$11.7M

Sector Composition

1 Consumer Staples 10.44%
2 Technology 10.03%
3 Financials 4.04%
4 Healthcare 3.85%
5 Consumer Discretionary 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$202K 0.02%
+6,800
327
$201K 0.02%
+6,331
328
$200K 0.02%
3,710
-670
329
$136K 0.01%
12,027
-47
330
$128K 0.01%
20,086
+10,025
331
$76K 0.01%
5
332
$50K ﹤0.01%
27,633
+5,077
333
$44K ﹤0.01%
19,055
-5,945
334
$27K ﹤0.01%
3,766
335
$19K ﹤0.01%
370
+170
336
$12K ﹤0.01%
717
-2
337
– –
-14,074
338
– –
-187
339
– –
-4,616
340
– –
-3,732
341
– –
0
342
– –
-6,440
343
– –
-3,211
344
– –
-560
345
– –
-1,056
346
– –
-2,078
347
– –
-3,275
348
– –
-8,899
349
– –
-15,400
350
– –
-677
12 13
14
15 16