NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
-$223M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
383
New
Increased
Reduced
Closed

Top Buys

1
+$7.38M
2
+$2.69M
3
+$2.23M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.08M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.98M

Top Sells

1
+$39.3M
2
+$22.4M
3
+$16.8M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$13M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$11.8M

Sector Composition

1 Consumer Staples 10.44%
2 Technology 10.03%
3 Financials 4.04%
4 Healthcare 3.85%
5 Consumer Discretionary 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$202K 0.02%
+6,800
327
$201K 0.02%
+6,331
328
$200K 0.02%
3,710
-670
329
$136K 0.01%
12,027
-47
330
$128K 0.01%
20,086
+10,025
331
$76K 0.01%
5
332
$50K ﹤0.01%
27,633
+5,077
333
$44K ﹤0.01%
19,055
-5,945
334
$27K ﹤0.01%
3,766
335
$19K ﹤0.01%
370
+170
336
$12K ﹤0.01%
717
-2
337
– –
-560
338
– –
-1,056
339
– –
-2,078
340
– –
-3,275
341
– –
-8,899
342
– –
-15,400
343
– –
-677
344
– –
-10,275
345
– –
-8,535
346
– –
-1,627
347
– –
-1,282
348
– –
-1,192
349
– –
-561
350
– –
-187
12 13
14
15 16