We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+1.69%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$179M
AUM Growth
+$2.89M
Cap. Flow
+$243K
Cap. Flow %
0.14%
Top 10 Hldgs %
87.19%
Holding
185
New
7
Increased
12
Reduced
22
Closed
120

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$11.5M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$8.73M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.7M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.54M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.47M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.64M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$1.83M
5
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.27M

Sector Composition

Rank Sector Weight
1 Industrials 0.84%
2 Technology 0.79%
3 Communication Services 0.65%
4 Healthcare 0.5%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
176
DELISTED
WPX Energy, Inc.
WPX
– –
-55
Closed -$1K
AMTD
177
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-400
Closed -$24K
CHK
178
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
RTN
179
DELISTED
Raytheon Company
RTN
– –
-8
Closed -$2K
VSM
180
DELISTED
Versum Materials, Inc.
VSM
– –
-70
Closed -$3K
VVC
181
DELISTED
Vectren Corporation
VVC
– –
-445
Closed -$28K
WEB
182
DELISTED
Web.com Group, Inc.
WEB
– –
-413
Closed -$7K
WIN
183
DELISTED
Windstream Holdings Inc
WIN
– –
-60
Closed –
BSCN
184
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-210
Closed -$4K
FTR
185
DELISTED
Frontier Communications Corp.
FTR
– –
-3
Closed –
4 5 6 7
8

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2018 Portfolio in Review

As of Q2 2018, D. Scott Neal held 185 positions worth $179M, up 1.6% from $176M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

D. Scott Neal's Q2 2018 filing shows 7 new, 12 increased, 22 reduced and 120 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 46,386 shares worth $1.41M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.64M.

By sector, the portfolio is most concentrated in Industrials at 0.84% of assets, down from 0.93% a quarter earlier, followed by Technology and Communication Services.

  • D. Scott Neal's largest Q2 2018 buy was State Street SPDR Portfolio Developed World ex-US ETF: 46,386 shares worth $1.41M.
  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q2 2018, an estimated $11.5M increase.
  • D. Scott Neal's biggest Q2 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.64M.
  • D. Scott Neal fully exited iShares Core S&P 500 ETF in Q2 2018, selling an estimated $3.21M.
  • D. Scott Neal's ten largest holdings make up 87% of its $179M portfolio in Q2 2018.
  • D. Scott Neal opened 7 new positions and closed 120 in Q2 2018.
  • D. Scott Neal's portfolio value rose 1.6% quarter-over-quarter to $179M.

Based on D. Scott Neal's 13F filing for Q2 2018, filed 15 Aug 2018.