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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$176M
AUM Growth
+$9.27M
Cap. Flow
+$12.9M
Cap. Flow %
7.3%
Top 10 Hldgs %
83.09%
Holding
187
New
17
Increased
16
Reduced
24
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$16.9M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.13M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$5.99M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.91M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.27M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$14.4M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.06M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.83M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.72M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Industrials 0.93%
3 Consumer Staples 0.87%
4 Healthcare 0.7%
5 Financials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHM icon
151
Schwab US Mid-Cap ETF
SCHM
$14.5B
$3K ﹤0.01%
183
-55,929
-100% -$1M
SSYS icon
152
Stratasys
SSYS
$694M
$3K ﹤0.01%
150
– –
YUMC icon
153
Yum China
YUMC
$15.3B
$3K ﹤0.01%
77
– –
MRO
154
DELISTED
Marathon Oil Corporation
MRO
$3K ﹤0.01%
206
– –
VSM
155
DELISTED
Versum Materials, Inc.
VSM
$3K ﹤0.01%
70
– –
AEE icon
156
Ameren
AEE
$31.1B
$2K ﹤0.01%
29
– –
BC icon
157
Brunswick
BC
$5.23B
$2K ﹤0.01%
32
– –
DELL icon
158
Dell
DELL
$273B
$2K ﹤0.01%
118
– –
MATV icon
159
Mativ Holdings
MATV
$450M
$2K ﹤0.01%
44
– –
SCHA icon
160
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$2K ﹤0.01%
136
-42,580
-100% -$751K
RTN
161
DELISTED
Raytheon Company
RTN
$2K ﹤0.01%
8
– –
CWI icon
162
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.73B
$1K ﹤0.01%
33
-9,851
-100% -$261K
RZV icon
163
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$292M
$1K ﹤0.01%
10
– –
SJNK icon
164
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$1K ﹤0.01%
+40
New +$1.1K
SLYV icon
165
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1K ﹤0.01%
12
– –
UNIT
166
Uniti Group
UNIT
$2.61B
$1K ﹤0.01%
58
– –
CTB
167
DELISTED
Cooper Tire & Rubber Co.
CTB
$1K ﹤0.01%
+50
New +$1.75K
WPX
168
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
55
– –
BHF icon
169
Brighthouse Financial
BHF
$3.64B
$0 ﹤0.01%
3
– –
CSL icon
170
Carlisle Companies
CSL
$13.8B
– –
-700
Closed -$80K
ECL icon
171
Ecolab
ECL
$76.3B
– –
-112
Closed -$15K
INCY icon
172
Incyte
INCY
$23.8B
– –
-97
Closed -$9K
IYR icon
173
iShares US Real Estate ETF
IYR
$4.74B
– –
-34,965
Closed -$2.83M
LE icon
174
Lands' End
LE
$370M
$0 ﹤0.01%
+18
New +$333
PCRX icon
175
Pacira BioSciences
PCRX
$1.04B
– –
-200
Closed -$9K
4 5 6
7
8

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2018 Portfolio in Review

As of Q1 2018, D. Scott Neal held 187 positions worth $176M, up 5.6% from $167M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal deployed $12.9M of net new capital in Q1 2018, opening 17 new positions and adding to 16 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $14.4M trimmed.

  • D. Scott Neal's largest Q1 2018 buy was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.
  • D. Scott Neal added most to Vanguard High Dividend Yield ETF in Q1 2018, an estimated $9.13M increase.
  • D. Scott Neal's biggest Q1 2018 reduction was Vanguard Real Estate ETF, cutting an estimated $14.4M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q1 2018, selling an estimated $3.06M.
  • D. Scott Neal's ten largest holdings make up 83% of its $176M portfolio in Q1 2018.
  • D. Scott Neal opened 17 new positions and closed 9 in Q1 2018.
  • D. Scott Neal's portfolio value rose 5.6% quarter-over-quarter to $176M.

Based on D. Scott Neal's 13F filing for Q1 2018, filed 19 Apr 2018.