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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+1.69%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$179M
AUM Growth
+$2.89M
Cap. Flow
+$243K
Cap. Flow %
0.14%
Top 10 Hldgs %
87.19%
Holding
185
New
7
Increased
12
Reduced
22
Closed
120

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$11.5M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$8.73M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.7M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.54M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.47M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.64M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$1.83M
5
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.27M

Sector Composition

Rank Sector Weight
1 Miscellaneous 96.17%
2 Industrials 0.84%
3 Technology 0.79%
4 Communication Services 0.65%
5 Healthcare 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
126
3M
MMM
$86.9B
– –
-179
Closed -$33K
MO icon
127
Altria Group
MO
$115B
– –
-3,265
Closed -$203K
MPC icon
128
Marathon Petroleum
MPC
$109B
– –
-206
Closed -$15K
MRK icon
129
Merck
MRK
$371B
– –
-514
Closed -$27K
MS icon
130
Morgan Stanley
MS
$342B
– –
-128
Closed -$7K
NDLS icon
131
Noodles & Co
NDLS
$85.4M
– –
-44
Closed -$3K
NEE icon
132
NextEra Energy
NEE
$174B
– –
-968
Closed -$40K
NVDA icon
133
NVIDIA
NVDA
$5.56T
– –
-26,520
Closed -$154K
PEP icon
134
PepsiCo
PEP
$188B
– –
-867
Closed -$95K
PM icon
135
Philip Morris
PM
$284B
– –
-3,265
Closed -$325K
PNC icon
136
PNC Financial Services
PNC
$98B
– –
-522
Closed -$79K
PRU icon
137
Prudential Financial
PRU
$42.1B
– –
-122
Closed -$13K
PYPL icon
138
PayPal
PYPL
$47B
– –
-400
Closed -$30K
QUAL icon
139
iShares MSCI USA Quality Factor ETF
QUAL
$47.5B
– –
-22,180
Closed -$1.83M
REGN icon
140
Regeneron Pharmaceuticals
REGN
$85.2B
– –
-8
Closed -$3K
RZV icon
141
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$304M
– –
-10
Closed -$1K
SCHA icon
142
Schwab U.S Small- Cap ETF
SCHA
$22.9B
– –
-136
Closed -$2K
SCHE icon
143
Schwab Emerging Markets Equity ETF
SCHE
$13.2B
– –
-30,335
Closed -$871K
SCHF icon
144
Schwab International Equity ETF
SCHF
$70.5B
– –
-6
Closed –
SCHM icon
145
Schwab US Mid-Cap ETF
SCHM
$15B
– –
-183
Closed -$3K
SCHR
146
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.4B
– –
-4
Closed –
SCHX icon
147
Schwab US Large- Cap ETF
SCHX
$74.5B
– –
-110,688
Closed -$1.16M
SDOG icon
148
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
– –
-10
Closed –
SJNK icon
149
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
– –
-40
Closed -$1K
SLYV icon
150
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
– –
-12
Closed -$1K
4 5
6
7 8

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ICM
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FFAM
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NWM
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LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
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SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2018 Portfolio in Review

As of Q2 2018, D. Scott Neal held 185 positions worth $179M, up 1.6% from $176M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

D. Scott Neal's Q2 2018 filing shows 7 new, 12 increased, 22 reduced and 120 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 46,386 shares worth $1.41M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.64M.

By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, up from 95% a quarter earlier, followed by Industrials and Technology.

  • D. Scott Neal's largest Q2 2018 buy was State Street SPDR Portfolio Developed World ex-US ETF: 46,386 shares worth $1.41M.
  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q2 2018, an estimated $11.5M increase.
  • D. Scott Neal's biggest Q2 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.64M.
  • D. Scott Neal fully exited iShares Core S&P 500 ETF in Q2 2018, selling an estimated $3.21M.
  • D. Scott Neal's ten largest holdings make up 87% of its $179M portfolio in Q2 2018.
  • D. Scott Neal opened 7 new positions and closed 120 in Q2 2018.
  • D. Scott Neal's portfolio value rose 1.6% quarter-over-quarter to $179M.

Based on D. Scott Neal's 13F filing for Q2 2018, filed 15 Aug 2018.