DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+1.69%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$179M
AUM Growth
+$179M
Cap. Flow
+$134K
Cap. Flow %
0.07%
Top 10 Hldgs %
87.19%
Holding
185
New
7
Increased
12
Reduced
22
Closed
121

Top Buys

1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$11.5M
2
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$8.73M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$2.7M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$1.57M
5
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$1.41M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$8.68M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$4.73M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$3.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$1.84M
5
SPEM icon
SPDR Portfolio Emerging Markets ETF
SPEM
$1.27M

Sector Composition

1 Industrials 0.84%
2 Technology 0.79%
3 Communication Services 0.65%
4 Healthcare 0.5%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PEP icon
126
PepsiCo
PEP
$204B
– –
-867
Closed -$95K
PM icon
127
Philip Morris
PM
$260B
– –
-3,265
Closed -$325K
PNC icon
128
PNC Financial Services
PNC
$81.7B
– –
-522
Closed -$79K
PRU icon
129
Prudential Financial
PRU
$38.6B
– –
-122
Closed -$13K
PYPL icon
130
PayPal
PYPL
$67.1B
– –
-400
Closed -$30K
QUAL icon
131
iShares MSCI USA Quality Factor ETF
QUAL
$54.2B
– –
-22,180
Closed -$1.84M
REGN icon
132
Regeneron Pharmaceuticals
REGN
$61.5B
– –
-8
Closed -$3K
RZV icon
133
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$224M
– –
-10
Closed -$1K
SCHA icon
134
Schwab U.S Small- Cap ETF
SCHA
$18.6B
– –
-34
Closed -$2K
SCHE icon
135
Schwab Emerging Markets Equity ETF
SCHE
$10.7B
– –
-30,335
Closed -$871K
SCHF icon
136
Schwab International Equity ETF
SCHF
$50.3B
– –
-3
Closed –
SCHM icon
137
Schwab US Mid-Cap ETF
SCHM
$12.1B
– –
-61
Closed -$3K
SCHR icon
138
Schwab Intermediately-Term US Treasury ETF
SCHR
$11.5B
– –
-2
Closed –
SCHX icon
139
Schwab US Large- Cap ETF
SCHX
$59B
– –
-18,448
Closed -$1.16M
SDOG icon
140
ALPS Sector Dividend Dogs ETF
SDOG
$1.24B
– –
-10
Closed –
SJNK icon
141
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
– –
-40
Closed -$1K
SLYV icon
142
SPDR S&P 600 Small Cap Value ETF
SLYV
$4.03B
– –
-6
Closed -$1K
SPEM icon
143
SPDR Portfolio Emerging Markets ETF
SPEM
$13.1B
– –
-32,318
Closed -$1.27M
SSYS icon
144
Stratasys
SSYS
$906M
– –
-150
Closed -$3K
TMUS icon
145
T-Mobile US
TMUS
$284B
– –
-411
Closed -$25K
TSLA icon
146
Tesla
TSLA
$1.08T
– –
-479
Closed -$127K
UAA icon
147
Under Armour
UAA
$2.14B
– –
-500
Closed -$8K
UNIT
148
Uniti Group
UNIT
$1.55B
– –
-58
Closed -$1K
VGT icon
149
Vanguard Information Technology ETF
VGT
$99.7B
– –
-27
Closed -$5K
VMI icon
150
Valmont Industries
VMI
$7.25B
– –
-150
Closed -$22K
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