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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$176M
AUM Growth
+$9.27M
Cap. Flow
+$12.9M
Cap. Flow %
7.3%
Top 10 Hldgs %
83.09%
Holding
187
New
17
Increased
16
Reduced
24
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$16.9M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.13M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$5.99M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.91M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.27M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$14.4M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.06M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.83M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.72M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Industrials 0.93%
3 Consumer Staples 0.87%
4 Healthcare 0.7%
5 Financials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
101
Broadcom
AVGO
$1.84T
$28K 0.02%
1,170
– –
VVC
102
DELISTED
Vectren Corporation
VVC
$28K 0.02%
445
– –
BIIB icon
103
Biogen
BIIB
$30B
$27K 0.02%
100
– –
CSX icon
104
CSX Corp
CSX
$97.8B
$27K 0.02%
1,428
– –
EMR icon
105
Emerson Electric
EMR
$83.3B
$27K 0.02%
400
– –
MRK icon
106
Merck
MRK
$323B
$27K 0.02%
514
– –
META icon
107
Meta Platforms (Facebook)
META
$1.53T
$25K 0.01%
156
– –
TMUS icon
108
T-Mobile US
TMUS
$196B
$25K 0.01%
411
– –
APD icon
109
Air Products & Chemicals
APD
$65.1B
$24K 0.01%
153
– –
FISV
110
Fiserv Inc
FISV
$27.6B
$24K 0.01%
336
– –
AMTD
111
DELISTED
TD Ameritrade Holding Corp
AMTD
$24K 0.01%
400
– –
VMI icon
112
Valmont Industries
VMI
$9.48B
$22K 0.01%
150
– –
ITW icon
113
Illinois Tool Works
ITW
$82.1B
$17K 0.01%
109
– –
CERN
114
DELISTED
Cerner Corp
CERN
$17K 0.01%
288
– –
ADP icon
115
Automatic Data Processing
ADP
$101B
$16K 0.01%
142
– –
CDL icon
116
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$404M
$16K 0.01%
+363
New +$16.3K
EBAY icon
117
eBay
EBAY
$48.8B
$16K 0.01%
400
– –
MPC icon
118
Marathon Petroleum
MPC
$89.6B
$15K 0.01%
206
– –
PRU icon
119
Prudential Financial
PRU
$42.1B
$13K 0.01%
+122
New +$13.8K
T icon
120
AT&T
T
$165B
$13K 0.01%
473
– –
WFC icon
121
Wells Fargo
WFC
$264B
$13K 0.01%
253
– –
CXP
122
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$12K 0.01%
595
– –
DAL icon
123
Delta Air Lines
DAL
$58.1B
$11K 0.01%
196
– –
DFS
124
DELISTED
Discover Financial Services
DFS
$11K 0.01%
+156
New +$12K
VZ icon
125
Verizon
VZ
$196B
$11K 0.01%
235
+140
+147% +$7.04K
3 4
5
6 7

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MS
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ICM
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FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2018 Portfolio in Review

As of Q1 2018, D. Scott Neal held 187 positions worth $176M, up 5.6% from $167M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal deployed $12.9M of net new capital in Q1 2018, opening 17 new positions and adding to 16 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $14.4M trimmed.

  • D. Scott Neal's largest Q1 2018 buy was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.
  • D. Scott Neal added most to Vanguard High Dividend Yield ETF in Q1 2018, an estimated $9.13M increase.
  • D. Scott Neal's biggest Q1 2018 reduction was Vanguard Real Estate ETF, cutting an estimated $14.4M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q1 2018, selling an estimated $3.06M.
  • D. Scott Neal's ten largest holdings make up 83% of its $176M portfolio in Q1 2018.
  • D. Scott Neal opened 17 new positions and closed 9 in Q1 2018.
  • D. Scott Neal's portfolio value rose 5.6% quarter-over-quarter to $176M.

Based on D. Scott Neal's 13F filing for Q1 2018, filed 19 Apr 2018.