We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+9.52%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$216M
AUM Growth
+$15.6M
Cap. Flow
-$1.72M
Cap. Flow %
-0.79%
Top 10 Hldgs %
78.94%
Holding
59
New
4
Increased
7
Reduced
15
Closed
1

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$250K
2
ITB icon
iShares US Home Construction ETF
ITB
+$211K
3
BAC icon
Bank of America
BAC
+$195K
4
WMT icon
Walmart Inc
WMT
+$194K
5
MU icon
Micron Technology
MU
+$174K

Top Sells

Rank Stock Value
1
UNM icon
Unum
UNM
+$537K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$455K
3
IAU icon
iShares Gold Trust
IAU
+$407K
4
AJG icon
Arthur J. Gallagher & Co
AJG
+$287K
5
GLD icon
SPDR Gold Trust
GLD
+$274K

Sector Composition

Rank Sector Weight
1 Financials 20.64%
2 Technology 18.11%
3 Real Estate 3.58%
4 Industrials 1.9%
5 Consumer Discretionary 1.38%

No holdings matched the selected filter criteria.

1 2 3

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q3 2025 Portfolio in Review

As of Q3 2025, D. Scott Neal held 59 positions worth $216M, up 7.8% from $201M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q3 2025 filing shows 4 new, 7 increased, 15 reduced and 1 closed positions. Its largest new stake was iShares US Home Construction ETF: 2,000 shares worth $215K. The largest sale was Unum, an estimated $537K.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 23% a quarter earlier, followed by Technology and Real Estate.

  • D. Scott Neal's largest Q3 2025 buy was iShares US Home Construction ETF: 2,000 shares worth $215K.
  • D. Scott Neal added most to State Street Utilities Select Sector SPDR ETF in Q3 2025, an estimated $250K increase.
  • D. Scott Neal's biggest Q3 2025 reduction was Unum, cutting an estimated $537K.
  • D. Scott Neal fully exited Novo Nordisk in Q3 2025, selling an estimated $222K.
  • D. Scott Neal's ten largest holdings make up 79% of its $216M portfolio in Q3 2025.
  • D. Scott Neal opened 4 new positions and closed 1 in Q3 2025.
  • D. Scott Neal's portfolio value rose 7.8% quarter-over-quarter to $216M.

Based on D. Scott Neal's 13F filing for Q3 2025, filed 28 Oct 2025.