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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+11.31%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$201M
AUM Growth
+$20.3M
Cap. Flow
+$3.91M
Cap. Flow %
1.95%
Top 10 Hldgs %
79.72%
Holding
57
New
3
Increased
14
Reduced
14
Closed
2

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.67M
2
KLAC icon
KLA
KLAC
+$390K
3
FLEX icon
Flex
FLEX
+$358K
4
AVGO icon
Broadcom
AVGO
+$222K
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$222K

Top Sells

Rank Stock Value
1
UNM icon
Unum
UNM
+$560K
2
NVDA icon
NVIDIA
NVDA
+$485K
3
COST icon
Costco
COST
+$212K
4
MRK icon
Merck
MRK
+$204K
5
MSFT icon
Microsoft
MSFT
+$90.3K

Sector Composition

Rank Sector Weight
1 Financials 23.19%
2 Technology 16.68%
3 Real Estate 4.09%
4 Industrials 1.73%
5 Consumer Discretionary 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGV icon
51
Vanguard ESG US Stock ETF
ESGV
$12.9B
$232K 0.12%
2,114
+49
+2% +$4.94K
ESBA icon
52
Empire State Realty Series ES
ESBA
$1.49B
$228K 0.11%
29,000
– –
NVO
53
Novo Nordisk
NVO
$216B
$222K 0.11%
3,210
-40
-1% -$2.72K
GS icon
54
Goldman Sachs
GS
$313B
$212K 0.11%
+300
New +$174K
LPSN icon
55
LivePerson
LPSN
$18.9M
$25.4K 0.01%
1,674
– –
COST icon
56
Costco
COST
$415B
– –
-224
Closed -$212K
MRK icon
57
Merck
MRK
$324B
– –
-2,270
Closed -$204K
1 2
3

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MS
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FFAM
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NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2025 Portfolio in Review

As of Q2 2025, D. Scott Neal held 57 positions worth $201M, up 11% from $180M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q2 2025 filing shows 3 new, 14 increased, 14 reduced and 2 closed positions. Its largest new stake was Broadcom: 1,022 shares worth $282K. The largest sale was Unum, an estimated $560K.

By sector, the portfolio is most concentrated in Financials at 23% of assets, down from 27% a quarter earlier, followed by Technology and Real Estate.

  • D. Scott Neal's largest Q2 2025 buy was Broadcom: 1,022 shares worth $282K.
  • D. Scott Neal added most to State Street SPDR S&P 500 ETF Trust in Q2 2025, an estimated $3.67M increase.
  • D. Scott Neal's biggest Q2 2025 reduction was Unum, cutting an estimated $560K.
  • D. Scott Neal fully exited Costco in Q2 2025, selling an estimated $212K.
  • D. Scott Neal's ten largest holdings make up 80% of its $201M portfolio in Q2 2025.
  • D. Scott Neal opened 3 new positions and closed 2 in Q2 2025.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $201M.

Based on D. Scott Neal's 13F filing for Q2 2025, filed 8 Jul 2025.