D. Scott Neal’s Empire State Realty Series ES ESBA Stock Holding History

D. Scott Neal’s Portfolio ESBA Stock Details ESBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	$216K	Hold	29,000	–	–	0.1%	54
2025 Q2	$228K	Hold	29,000	–	–	0.11%	52
2025 Q1	$225K	Hold	29,000	–	–	0.12%	50
2024 Q4	$295K	Hold	29,000	–	–	0.16%	44
2024 Q3	$307K	Hold	29,000	–	–	0.16%	49
2024 Q2	$264K	Hold	29,000	–	–	0.15%	58
2024 Q1	$289K	Hold	29,000	–	–	0.19%	53
2023 Q4	$273K	Hold	29,000	–	–	0.24%	50
2023 Q3	$232K	Hold	29,000	–	–	0.2%	60
2023 Q2	$213K	Sell	29,000 -4,000	-12%	-$24.2K	0.16%	62
2023 Q1	$214K	Sell	33,000 -1,000	-3%	-$7.04K	0.12%	63
2022 Q4	$222K	Hold	34,000	–	–	0.11%	55
2022 Q3	$218K	Hold	34,000	–	–	0.09%	54
2022 Q2	$241K	Hold	34,000	–	–	0.1%	54
2022 Q1	$333K	Hold	34,000	–	–	0.13%	52
2021 Q4	$302K	Hold	34,000	–	–	0.11%	49
2021 Q3	$342K	Sell	34,000 -1,000	-3%	-$10.8K	0.14%	37
2021 Q2	$422K	Buy	+35,000	New	+$410K	0.19%	29

Other funds holding ESBA

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.65B AUM 20.56% 1-Year Est. Return

SFG

Sterling Financial Group Pasadena, California $316M AUM 10.54% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CCWM

Cassaday & Co Wealth Management Mclean, Virginia $4.69B AUM 20.56% 1-Year Est. Return

WIC

Woodmont Investment Counsel Nashville, Tennessee $1.62B AUM 18.92% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

D. Scott Neal's ESBA Position: Q3 2025 in Review

D. Scott Neal held its Empire State Realty Series ES (ESBA) position steady in Q3 2025 at 29,000 shares worth $216K. The position accounts for 0.1% of the portfolio, ranked #54.

D. Scott Neal first reported a position in ESBA in Q2 2021 and has held it in 18 quarters since. The position peaked at $422K in Q2 2021. 43 funds tracked by Wall St. Rank hold ESBA as of Q3 2025.

D. Scott Neal held 29,000 shares of Empire State Realty Series ES worth $216K as of Q3 2025.
D. Scott Neal left its Empire State Realty Series ES share count unchanged in Q3 2025.
Empire State Realty Series ES made up 0.1% of D. Scott Neal's portfolio in Q3 2025, its #54 holding.
D. Scott Neal first reported a position in Empire State Realty Series ES in Q2 2021 and has held it in 18 quarters since.
D. Scott Neal's Empire State Realty Series ES position peaked at $422K in Q2 2021.
43 funds tracked by Wall St. Rank held Empire State Realty Series ES as of Q3 2025.

Based on D. Scott Neal's 13F filing for Q3 2025, filed 28 Oct 2025.