ESBA icon

Empire State Realty Series ES
ESBA

Overview Fund Activity

34 hedge funds and large institutions have $6.39M invested in Empire State Realty Series ES in 2022 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
6
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFG
1
Sterling Financial Group
California
$739K
2
Corient Private Wealth
2
Corient Private Wealth
Florida
$305K
3
CCWM
3
Cassaday & Co Wealth Management
Virginia
$226K
4
Osaic Holdings
4
Osaic Holdings
Arizona
$50.8K
5
Creative Planning
5
Creative Planning
Kansas
$117K

Top Sellers

1
BAAM
1
Baker Avenue Asset Management
California
$0
2
NWM
2
Northcape Wealth Management
New York
$0
3
UBS Group
3
UBS Group
Switzerland
$22.2K
4
MJP
4
Michael J. Puzo
$106K
5
Morgan Stanley
5
Morgan Stanley
New York
$508K
Name Market Value Shares Shares
Change 		Shares
Change %
SFG
1
Sterling Financial Group
California
$739K 113,197 +113,197 New
NSIM
2
North Star Investment Management
Illinois
$618K 94,631 – –
OC
3
Oppenheimer & Co
New York
$553K 84,692 – –
Morgan Stanley
4
Morgan Stanley
New York
$508K 77,828 -5,000 -6%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$507K 77,787 +203 +0.3%
Corient Private Wealth
6
Corient Private Wealth
Florida
$305K 46,717 +46,717 New
TF
7
TIAA FSB
Florida
$280K 42,848 – –
WIC
8
Woodmont Investment Counsel
Tennessee
$236K 36,147 – –
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$229K 35,000 – –
CCWM
10
Cassaday & Co Wealth Management
Virginia
$226K 34,613 +34,613 New
DSN
11
D. Scott Neal
Kentucky
$222K 34,000 – –
JLBC
12
J.L. Bainbridge & Co
Florida
$158K 24,206 – –
GG
13
Gofen & Glossberg
Illinois
$150K 22,903 – –
RJA
14
Raymond James & Associates
Florida
$132K 20,251 +3,045 +18%
TIM
15
Tortoise Investment Management
New York
$123K 18,897 -2,702 -13%
Creative Planning
16
Creative Planning
Kansas
$117K 17,977 +5,621 +45%
MRCM
17
M&R Capital Management
New Jersey
$116K 17,692 – –
AC
18
Apella Capital
Connecticut
$112K 17,206 – –
WFAG
19
Wescott Financial Advisory Group
Pennsylvania
$107K 16,408 – –
MJP
20
Michael J. Puzo
$106K 16,200 -7,600 -32%
FT
21
Fiduciary Trust
Massachusetts
$104K 16,000 – –
Wells Fargo
22
Wells Fargo
California
$101K 15,443 -463 -3%
FPCM
23
Financial Partners Capital Management
New York
$87.8K 13,450 – –
BIA
24
Bell Investment Advisors
California
$86.6K 13,267 – –
CPA
25
Cowen Prime Advisors
New York
$84K 12,904 – –
1
2