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Empire State Realty Series ES

30 hedge funds and large institutions have $12.1M invested in Empire State Realty Series ES in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

3% more funds holding

Funds holding: 2930 (+1)

0.12% more ownership

Funds ownership: 2.89%3.01% (+0.12%)

2% less capital invested

Capital invested by funds: $12.4M → $12.1M (-$266K)

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
1
North Star Investment Management
Illinois
$1.35M
State Street
2
State Street
Massachusetts
$1.03M +$141K +9,991 +16%
MJP
3
Michael J. Puzo
$940K -$70.3K -5,000 -7%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$841K +$2.43K +173 +0.3%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$812K +$138K +9,780 +21%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$682K -$141K -10,000 -17%
BB
7
Busey Bank
Illinois
$612K +$605K +43,014 New
MRCM
8
M&R Capital Management
New Jersey
$592K
Acadian Asset Management
9
Acadian Asset Management
Massachusetts
$460K +$7.99K +568 +2%
TF
10
TIAA FSB
Florida
$438K -$19.3K -1,372 -4%
Citadel Advisors
11
Citadel Advisors
Florida
$428K +$424K +30,120 New
Wells Fargo
12
Wells Fargo
California
$365K -$67.5K -4,799 -16%
TIM
13
Tortoise Investment Management
New York
$348K -$30.3K -2,151 -8%
GG
14
Gofen & Glossberg
Illinois
$326K
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$306K -$3.17K -225 -1%
APA
16
American Portfolios Advisors
New York
$278K
RJA
17
Raymond James & Associates
Florida
$257K
LPL Financial
18
LPL Financial
California
$251K -$19.7K -1,400 -7%
FNBOSM
19
First National Bank of South Miami
Florida
$249K
UBS Group
20
UBS Group
Switzerland
$248K -$5.72K -407 -2%
SW
21
SlateStone Wealth
Florida
$245K
CPA
22
Cowen Prime Advisors
New York
$183K
AC
23
Alexandria Capital
Virginia
$183K +$182K +12,904 New
Creative Planning
24
Creative Planning
Kansas
$176K
Morgan Stanley
25
Morgan Stanley
New York
$154K -$5.04K -358 -3%

ESBA Hedge Fund Activity: Q3 2019 in Review

30 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q3 2019, worth a combined $12.1M — down 2.2% from $12.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new ESBA positions and 3 closed out — a net gain of 1 holder — while 4 added to existing stakes and 10 trimmed.

The largest buyer was Busey Bank, opening a new position worth an estimated $605K. The largest seller was Woodmont Investment Counsel, exiting entirely with an estimated $535K sold.

  • 30 institutional investors held Empire State Realty Series ES (ESBA) as of Q3 2019, up from 29 in Q2 2019.
  • Funds reported $12.1M of Empire State Realty Series ES stock for Q3 2019, down 2.2% quarter-over-quarter.
  • 4 funds opened new Empire State Realty Series ES positions in Q3 2019 and 3 closed out, a net change of +1 holder.
  • The largest Empire State Realty Series ES buyer in Q3 2019 was Busey Bank, an estimated $605K added.
  • The largest Empire State Realty Series ES seller in Q3 2019 was Woodmont Investment Counsel, an estimated $535K sold.

Based on aggregated 13F filings for Q3 2019.