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Empire State Realty Series ES

33 hedge funds and large institutions have $4.75M invested in Empire State Realty Series ES in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3333 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0.08% less ownership

Funds ownership: 3.27%3.19% (-0.08%)

20% less capital invested

Capital invested by funds: $5.95M → $4.75M (-$1.2M)

83% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 6

Holders
33
Holders Change
Holders Change %
0%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
1
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
1
North Star Investment Management
Illinois
$573K
Morgan Stanley
2
Morgan Stanley
New York
$471K
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$447K
BB
4
Busey Bank
Illinois
$261K
TF
5
TIAA FSB
Florida
$260K
MRCM
6
M&R Capital Management
New Jersey
$240K
Wells Fargo
7
Wells Fargo
California
$229K -$18.1K -2,802 -7%
MJP
8
Michael J. Puzo
$220K
WIC
9
Woodmont Investment Counsel
Tennessee
$219K
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$200K -$54.8K -8,499 -20%
RC
11
RegentAtlantic Capital
New Jersey
$166K
TIM
12
Tortoise Investment Management
New York
$164K +$38.8K +6,022 +29%
RJA
13
Raymond James & Associates
Florida
$159K +$169K +26,251 New
GG
14
Gofen & Glossberg
Illinois
$139K
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$132K
FNBOSM
16
First National Bank of South Miami
Florida
$108K
Acadian Asset Management
17
Acadian Asset Management
Massachusetts
$89K -$16.3K -2,524 -15%
APA
18
American Portfolios Advisors
New York
$83.5K
FPCM
19
Financial Partners Capital Management
New York
$81.5K +$86.7K +13,450 New
CPA
20
Cowen Prime Advisors
New York
$78K
TW
21
Transform Wealth
Colorado
$78K
Creative Planning
22
Creative Planning
Kansas
$75K
UBS Group
23
UBS Group
Switzerland
$56K -$11.5K -1,790 -16%
CTB
24
Country Trust Bank
Illinois
$56K
Bank of America
25
Bank of America
North Carolina
$45K -$67K -10,394 -58%

ESBA Hedge Fund Activity: Q3 2020 in Review

33 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q3 2020, worth a combined $4.75M — down 20% from $5.95M a quarter earlier.

Fund positioning in ESBA was balanced in Q3 2020: 4 funds opened new positions, 4 closed out, 1 added to existing stakes and 6 trimmed.

The largest buyer was Raymond James & Associates, opening a new position worth an estimated $169K. The largest seller was Ameriprise, exiting entirely with an estimated $136K sold.

  • 33 institutional investors held Empire State Realty Series ES (ESBA) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $4.75M of Empire State Realty Series ES stock for Q3 2020, down 20% quarter-over-quarter.
  • 4 funds opened new Empire State Realty Series ES positions in Q3 2020 and 4 closed out, a net change of 0 holders.
  • The largest Empire State Realty Series ES buyer in Q3 2020 was Raymond James & Associates, an estimated $169K added.
  • The largest Empire State Realty Series ES seller in Q3 2020 was Ameriprise, an estimated $136K sold.

Based on aggregated 13F filings for Q3 2020.