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Empire State Realty Series ES
ESBA

Overview Fund Activity

33 hedge funds and large institutions have $4.75M invested in Empire State Realty Series ES in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
33
Holders Change
–
Holders Change %
0%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
1
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$159K
2
FPCM
2
Financial Partners Capital Management
New York
$81.5K
3
TIM
3
Tortoise Investment Management
New York
$164K
4
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$22K
5
BFG
5
Baron Financial Group
New Jersey
$3.94K

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$0
2
SCM
2
Seascape Capital Management
New Hampshire
$0
3
LPL Financial
3
LPL Financial
California
$0
4
JLBC
4
J.L. Bainbridge & Co
Florida
$0
5
Bank of America
5
Bank of America
North Carolina
$45K
Name Market Value Shares Shares
Change 		Shares
Change %
NSIM
1
North Star Investment Management
Illinois
$573K 94,631 – –
Morgan Stanley
2
Morgan Stanley
New York
$471K 77,528 – –
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$447K 73,923 – –
BB
4
Busey Bank
Illinois
$261K 43,014 – –
TF
5
TIAA FSB
Florida
$260K 42,848 – –
MRCM
6
M&R Capital Management
New Jersey
$240K 39,692 – –
Wells Fargo
7
Wells Fargo
California
$229K 37,765 -2,802 -7%
MJP
8
Michael J. Puzo
$220K 36,500 – –
WIC
9
Woodmont Investment Counsel
Tennessee
$219K 36,147 – –
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$200K 33,046 -8,499 -20%
RC
11
RegentAtlantic Capital
New Jersey
$166K 27,338 – –
TIM
12
Tortoise Investment Management
New York
$164K 27,134 +6,022 +29%
RJA
13
Raymond James & Associates
Florida
$159K 26,251 +26,251 New
GG
14
Gofen & Glossberg
Illinois
$139K 22,903 – –
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$132K 20,294 – –
FNBOSM
16
First National Bank of South Miami
Florida
$108K 17,800 – –
Acadian Asset Management
17
Acadian Asset Management
Massachusetts
$89K 14,807 -2,524 -15%
APA
18
American Portfolios Advisors
New York
$83.5K 13,780 – –
FPCM
19
Financial Partners Capital Management
New York
$81.5K 13,450 +13,450 New
CPA
20
Cowen Prime Advisors
New York
$78K 12,904 – –
TW
21
Transform Wealth
Colorado
$78K 12,909 – –
Creative Planning
22
Creative Planning
Kansas
$75K 12,356 – –
UBS Group
23
UBS Group
Switzerland
$56K 9,203 -1,790 -16%
CTB
24
Country Trust Bank
Illinois
$56K 9,176 – –
Bank of America
25
Bank of America
North Carolina
$45K 7,494 -10,394 -58%
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