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Empire State Realty Series ES
ESBA

Overview Fund Activity

37 hedge funds and large institutions have $8.2M invested in Empire State Realty Series ES in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
5
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OC
1
Oppenheimer & Co
New York
$751K
2
BAM
2
Belpointe Asset Management
Nevada
$312K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$107K
4
NWM
4
Northcape Wealth Management
New York
$89K
5
Morgan Stanley
5
Morgan Stanley
New York
$735K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$63K
2
Acadian Asset Management
2
Acadian Asset Management
Massachusetts
$64K
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$0
4
RC
4
RegentAtlantic Capital
New Jersey
$218K
5
UBS Group
5
UBS Group
Switzerland
$89K
Name Market Value Shares Shares
Change 		Shares
Change %
NSIM
1
North Star Investment Management
Illinois
$839K 94,631 – –
OC
2
Oppenheimer & Co
New York
$751K 84,692 +84,692 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$750K 84,610 +149 +0.2%
Morgan Stanley
4
Morgan Stanley
New York
$735K 82,828 +5,000 +6%
BB
5
Busey Bank
Illinois
$382K 43,014 – –
TF
6
TIAA FSB
Florida
$380K 42,848 – –
WIC
7
Woodmont Investment Counsel
Tennessee
$321K 36,147 – –
BAM
8
Belpointe Asset Management
Nevada
$312K 35,224 +35,224 New
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$310K 35,000 – –
MJP
10
Michael J. Puzo
$302K 34,000 -200 -0.6%
DSN
11
D. Scott Neal
Kentucky
$302K 34,000 – –
MRCM
12
M&R Capital Management
New Jersey
$298K 33,692 – –
RJA
13
Raymond James & Associates
Florida
$225K 25,369 -882 -3%
RC
14
RegentAtlantic Capital
New Jersey
$218K 24,521 -1,137 -4%
GG
15
Gofen & Glossberg
Illinois
$203K 22,903 – –
TIM
16
Tortoise Investment Management
New York
$192K 21,599 – –
AC
17
Apella Capital
Connecticut
$153K 17,206 – –
WFAG
18
Wescott Financial Advisory Group
Pennsylvania
$146K 16,408 – –
FPCM
19
Financial Partners Capital Management
New York
$119K 13,450 – –
BIA
20
Bell Investment Advisors
California
$118K 13,267 -476 -3%
CPA
21
Cowen Prime Advisors
New York
$114K 12,904 – –
TCM
22
TD Capital Management
Tennessee
$112K 12,616 +49 +0.4%
Creative Planning
23
Creative Planning
Kansas
$110K 12,356 – –
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$107K 12,008 +12,008 New
UBS Group
25
UBS Group
Switzerland
$89K 10,077 -931 -8%
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