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Empire State Realty Series ES
ESBA

18 hedge funds and large institutions have $10.9M invested in Empire State Realty Series ES in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more capital invested

Capital invested by funds: $7.72M → $10.9M (+$3.16M)

20% more funds holding

Funds holding: 15 → 18 (+3)

0.54% more ownership

Funds ownership: 1.06% → 1.6% (+0.54%)

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

Holders
18
Holders Change
+3
Holders Change %
+20%
% of All Funds
0.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
3
Reduced
3
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.95M
2
BCM
Bluefin Capital Management
New York
+$1.37M
3
JMPWA
JP Morgan Private Wealth Advisors
California
+$451K
4
TCT
TIAA CREF Trust
Missouri
+$218K
5
TRCT
Tower Research Capital (TRC)
New York
+$14.2K

Top Sellers

Rank Fund Capital Flow
1
U
UBS
Switzerland
-$23.7K
2
Citigroup
Citigroup
New York
-$13.8K
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$11.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.23M +$1.95M +123,210 +41%
BCM
2
Bluefin Capital Management
New York
$1.62M +$1.37M +86,844 +382%
Wells Fargo
3
Wells Fargo
California
$583K +$16 +1 +0%
SB
4
Suntrust Banks
Georgia
$550K – – –
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$481K -$11.1K -700 -2%
MJP
6
Michael J. Puzo
$474K – – –
JMPWA
7
JP Morgan Private Wealth Advisors
California
$420K +$451K +28,476 New
TCT
8
TIAA CREF Trust
Missouri
$203K +$218K +13,764 New
EWM
9
Edge Wealth Management
New York
$113K – – –
U
10
UBS
Switzerland
$66K -$23.7K -1,501 -25%
RNS
11
Robert N. Shapiro
$63K – – –
TIM
12
Tortoise Investment Management
New York
$32K – – –
Bank of America
13
Bank of America
North Carolina
$17K – – –
TRCT
14
Tower Research Capital (TRC)
New York
$13K +$14.2K +900 New
AIG
15
American International Group
New York
$8.46K – – –
FA
16
Financial Advantage
Maryland
$8K – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$4K – – –
Citigroup
18
Citigroup
New York
– -$13.8K -873 -97%

ESBA Hedge Fund Activity: Q3 2014 in Review

18 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q3 2014, worth a combined $10.9M — up 41% from $7.72M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new ESBA positions and 0 closed out — a net gain of 3 holders — while 3 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.95M. The largest seller was UBS, cutting an estimated $23.7K.

  • 18 institutional investors held Empire State Realty Series ES (ESBA) as of Q3 2014, up from 15 in Q2 2014.
  • Funds reported $10.9M of Empire State Realty Series ES stock for Q3 2014, up 41% quarter-over-quarter.
  • 3 funds opened new Empire State Realty Series ES positions in Q3 2014 and 0 closed out, a net change of +3 holders.
  • The largest Empire State Realty Series ES buyer in Q3 2014 was Morgan Stanley, an estimated $1.95M added.
  • The largest Empire State Realty Series ES seller in Q3 2014 was UBS, an estimated $23.7K sold.

Based on aggregated 13F filings for Q3 2014.