We are live on ! Find out more
ESBA icon

Empire State Realty Series ES

32 hedge funds and large institutions have $19.7M invested in Empire State Realty Series ES in 2016 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more capital invested

Capital invested by funds: $16.9M → $19.7M (+$2.84M)

0.21% more ownership

Funds ownership: 2.38%2.58% (+0.21%)

6% less funds holding

Funds holding: 3432 (-2)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
Increased
5
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.27M
NSIM
2
North Star Investment Management
Illinois
$1.97M
MJP
3
Michael J. Puzo
$1.95M +$968K +47,073 +101%
Morgan Stanley
4
Morgan Stanley
New York
$1.11M +$16K +780 +1%
OMC
5
Old Mission Capital
Illinois
$1.06M -$154K -7,474 -13%
MRCM
6
M&R Capital Management
New Jersey
$1.05M
AG
7
Advisor Group
Arizona
$997K +$807K +39,215 +456%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$862K +$166K +8,060 +24%
WIC
9
Woodmont Investment Counsel
Tennessee
$764K -$20.6K -1,000 -3%
Stifel Financial
10
Stifel Financial
Missouri
$718K -$15.1K -735 -2%
Acadian Asset Management
11
Acadian Asset Management
Massachusetts
$558K -$23.7K -1,150 -4%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$546K -$29.3K -1,425 -5%
CT
13
Chicago Trust
Illinois
$538K
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$522K
UBS Group
15
UBS Group
Switzerland
$485K +$8.39K +408 +2%
Wells Fargo
16
Wells Fargo
California
$403K -$28.8K -1,400 -7%
BBA
17
BLB&B Advisors
Pennsylvania
$389K
SB
18
Suntrust Banks
Georgia
$389K
TCT
19
TIAA CREF Trust
Missouri
$363K
AAM
20
American Asset Management
Florida
$359K
Creative Planning
21
Creative Planning
Kansas
$359K
PCM
22
Palisade Capital Management
New Jersey
$271K
CPA
23
Cowen Prime Advisors
New York
$269K
EWM
24
Edge Wealth Management
New York
$269K
KFS
25
Kurt F. Somerville
$229K

ESBA Hedge Fund Activity: Q3 2016 in Review

32 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q3 2016, worth a combined $19.7M — up 17% from $16.9M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of ESBA and 0 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 5 added.

The largest buyer was Michael J. Puzo, adding an estimated $968K. The largest seller was Great Lakes Advisors, exiting entirely with an estimated $489K sold.

  • 32 institutional investors held Empire State Realty Series ES (ESBA) as of Q3 2016, down from 34 in Q2 2016.
  • Funds reported $19.7M of Empire State Realty Series ES stock for Q3 2016, up 17% quarter-over-quarter.
  • 0 funds opened new Empire State Realty Series ES positions in Q3 2016 and 2 closed out, a net change of -2 holders.
  • The largest Empire State Realty Series ES buyer in Q3 2016 was Michael J. Puzo, an estimated $968K added.
  • The largest Empire State Realty Series ES seller in Q3 2016 was Great Lakes Advisors, an estimated $489K sold.

Based on aggregated 13F filings for Q3 2016.