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Empire State Realty Series ES
ESBA

Overview Fund Activity

32 hedge funds and large institutions have $19.7M invested in Empire State Realty Series ES in 2016 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
–
Increased
5
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MJP
1
Michael J. Puzo
$1.95M
2
AG
2
Advisor Group
Arizona
$997K
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$862K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.11M
5
UBS Group
5
UBS Group
Switzerland
$485K

Top Sellers

1
GLA
1
Great Lakes Advisors
Illinois
$0
2
OMC
2
Old Mission Capital
Illinois
$1.07M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$546K
4
Wells Fargo
4
Wells Fargo
California
$403K
5
Acadian Asset Management
5
Acadian Asset Management
Massachusetts
$558K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$2.27M 108,778 – –
NSIM
2
North Star Investment Management
Illinois
$1.97M 94,631 – –
MJP
3
Michael J. Puzo
$1.95M 93,573 +47,073 +101%
Morgan Stanley
4
Morgan Stanley
New York
$1.11M 53,389 +780 +1%
OMC
5
Old Mission Capital
Illinois
$1.07M 51,041 -7,474 -13%
MRCM
6
M&R Capital Management
New Jersey
$1.06M 50,584 – –
AG
7
Advisor Group
Arizona
$997K 47,818 +39,215 +456%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$862K 41,304 +8,060 +24%
WIC
9
Woodmont Investment Counsel
Tennessee
$764K 36,617 -1,000 -3%
Stifel Financial
10
Stifel Financial
Missouri
$718K 34,411 -735 -2%
Acadian Asset Management
11
Acadian Asset Management
Massachusetts
$558K 26,871 -1,150 -4%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$546K 26,163 -1,425 -5%
CT
13
Chicago Trust
Illinois
$538K 25,809 – –
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$522K 25,000 – –
UBS Group
15
UBS Group
Switzerland
$485K 23,232 +408 +2%
Wells Fargo
16
Wells Fargo
California
$403K 19,336 -1,400 -7%
SB
17
Suntrust Banks
Georgia
$389K 18,653 – –
BBA
18
BLB&B Advisors
Pennsylvania
$389K 18,651 – –
TCT
19
TIAA CREF Trust
Missouri
$363K 17,383 – –
AAM
20
American Asset Management
Florida
$359K 17,206 – –
Creative Planning
21
Creative Planning
Kansas
$359K 17,206 – –
PCM
22
Palisade Capital Management
New Jersey
$271K 13,000 – –
CPA
23
Cowen Prime Advisors
New York
$269K 12,904 – –
EWM
24
Edge Wealth Management
New York
$269K 12,904 – –
KFS
25
Kurt F. Somerville
$229K 11,000 – –
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