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Empire State Realty Series ES
ESBA

Overview Fund Activity

32 hedge funds and large institutions have $5.83M invested in Empire State Realty Series ES in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Corient Private Wealth
1
Corient Private Wealth
Florida
$526K
2
BAAM
2
Baker Avenue Asset Management
California
$140K
3
PVI
3
Pine Valley Investments
New Jersey
$88.8K
4
NWM
4
Northcape Wealth Management
New York
$64.8K
5
UBS Group
5
UBS Group
Switzerland
$57.2K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$0
2
Osaic Holdings
2
Osaic Holdings
Arizona
$10.9K
3
Rockefeller Capital Management
3
Rockefeller Capital Management
New York
$0
4
MJP
4
Michael J. Puzo
$95.9K
5
DSN
5
D. Scott Neal
Kentucky
$214K
Name Market Value Shares Shares
Change 		Shares
Change %
SFG
1
Sterling Financial Group
California
$739K 113,197 – –
NSIM
2
North Star Investment Management
Illinois
$613K 94,631 – –
OC
3
Oppenheimer & Co
New York
$549K 84,692 – –
Corient Private Wealth
4
Corient Private Wealth
Florida
$526K 81,128 +34,411 +74%
Morgan Stanley
5
Morgan Stanley
New York
$504K 77,828 – –
TF
6
TIAA FSB
Florida
$278K 42,848 – –
WIC
7
Woodmont Investment Counsel
Tennessee
$234K 36,147 – –
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$227K 35,000 – –
CCWM
9
Cassaday & Co Wealth Management
Virginia
$226K 34,807 +194 +0.6%
DSN
10
D. Scott Neal
Kentucky
$214K 33,000 -1,000 -3%
JLBC
11
J.L. Bainbridge & Co
Florida
$157K 24,206 – –
BAAM
12
Baker Avenue Asset Management
California
$140K 21,666 +21,666 New
TIM
13
Tortoise Investment Management
New York
$122K 18,897 – –
Creative Planning
14
Creative Planning
Kansas
$116K 17,977 – –
MRCM
15
M&R Capital Management
New Jersey
$115K 17,692 – –
WFAG
16
Wescott Financial Advisory Group
Pennsylvania
$106K 16,408 – –
FT
17
Fiduciary Trust
Massachusetts
$104K 16,000 – –
MJP
18
Michael J. Puzo
$95.9K 14,800 -1,400 -9%
Wells Fargo
19
Wells Fargo
California
$94.6K 14,604 -839 -5%
PVI
20
Pine Valley Investments
New Jersey
$88.8K 15,614 +15,614 New
BIA
21
Bell Investment Advisors
California
$86K 13,267 – –
TCM
22
TD Capital Management
Tennessee
$83.8K 12,927 +72 +0.6%
CPA
23
Cowen Prime Advisors
New York
$74K 12,904 – –
CCG
24
Cypress Capital Group
Florida
$69.6K 10,741 – –
NWM
25
Northcape Wealth Management
New York
$64.8K 10,000 +10,000 New
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