Empire State Realty Series ES
ESBA
10 hedge funds and large institutions have $2.23M invested in Empire State Realty Series ES in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
26% more capital invested
Capital invested by funds: $1.77M → $2.23M (+$456K)
11% more funds holding
Funds holding: 9 → 10 (+1)
0.12% more ownership
Funds ownership: 0.22% → 0.34% (+0.12%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CAM
Carret Asset Management
New York
|
+$470K |
| 2 |
Morgan Stanley
New York
|
+$24.8K |
| 3 |
TIM
Tortoise Investment Management
White Plains,
New York
|
+$4.01K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$2.87K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$28.1K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SB
1
Suntrust Banks
Atlanta,
Georgia
| $522K | – | – | – |
|
|
2
Wells Fargo
San Francisco,
California
| $476K | -$28.1K | -2,006 | -6% |
|
|
CAM
3
Carret Asset Management
New York
| $469K | +$470K | +33,516 | New |
|
4
Bank of Montreal
Toronto,
Ontario, Canada
| $466K | – | – | – |
|
|
5
Morgan Stanley
New York
| $237K | +$24.8K | +1,767 | +12% |
|
|
U
6
UBS
Zurich,
Switzerland
| $35K | +$2.87K | +205 | +9% |
|
|
AIG
7
American International Group
New York
| $8.02K | – | – | – |
|
|
FA
8
Financial Advantage
Columbia,
Maryland
| $8K | – | – | – |
|
|
TIM
9
Tortoise Investment Management
White Plains,
New York
| $4K | +$4.01K | +286 | New |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $1K | – | – | – |
|
|
11
Bank of America
Charlotte,
North Carolina
| – | -$8K | -562 | Closed |
|
ESBA Hedge Fund Activity: Q1 2014 in Review
10 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q1 2014, worth a combined $2.23M — up 26% from $1.77M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new ESBA positions and 1 closed out — a net gain of 1 holder — while 2 added to existing stakes and 1 trimmed.
The largest buyer was Carret Asset Management, opening a new position worth an estimated $470K. The largest seller was Wells Fargo, cutting an estimated $28.1K.
- 10 institutional investors held Empire State Realty Series ES (ESBA) as of Q1 2014, up from 9 in Q4 2013.
- Funds reported $2.23M of Empire State Realty Series ES stock for Q1 2014, up 26% quarter-over-quarter.
- 2 funds opened new Empire State Realty Series ES positions in Q1 2014 and 1 closed out, a net change of +1 holder.
- The largest Empire State Realty Series ES buyer in Q1 2014 was Carret Asset Management, an estimated $470K added.
- The largest Empire State Realty Series ES seller in Q1 2014 was Wells Fargo, an estimated $28.1K sold.
Based on aggregated 13F filings for Q1 2014.