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Empire State Realty Series ES
ESBA

Overview Fund Activity

31 hedge funds and large institutions have $20.4M invested in Empire State Realty Series ES in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
APA
1
American Portfolios Advisors
New York
$347K
2
FFW
2
Fusion Family Wealth
New York
$181K
3
SWP
3
Stratos Wealth Partners
Ohio
$178K
4
State Street
4
State Street
Massachusetts
$1.15M
5
TIM
5
Tortoise Investment Management
New York
$629K

Top Sellers

1
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$598K
3
PCM
3
Palisade Capital Management
New Jersey
$0
4
UBS Group
4
UBS Group
Switzerland
$544K
5
CT
5
Chicago Trust
Illinois
$474K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$2.13M 102,778 – –
NSIM
2
North Star Investment Management
Illinois
$1.96M 94,631 – –
MJP
3
Michael J. Puzo
$1.79M 86,573 +2,000 +2%
JPMPWA
4
J.P. Morgan Private Wealth Advisors
California
$1.26M 60,898 – –
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.2M 58,072 +116 +0.2%
State Street
6
State Street
Massachusetts
$1.15M 55,647 +8,528 +18%
MRCM
7
M&R Capital Management
New Jersey
$1.05M 50,584 – –
Acadian Asset Management
8
Acadian Asset Management
Massachusetts
$1.04M 50,017 +3,745 +8%
AG
9
Advisor Group
Arizona
$856K 41,396 – –
WIC
10
Woodmont Investment Counsel
Tennessee
$748K 36,147 – –
TIM
11
Tortoise Investment Management
New York
$629K 30,392 +6,452 +27%
CIBC Private Wealth Group
12
CIBC Private Wealth Group
Georgia
$626K 30,249 – –
Morgan Stanley
13
Morgan Stanley
New York
$598K 28,913 -10,755 -27%
UBS Group
14
UBS Group
Switzerland
$544K 26,302 -3,895 -13%
TF
15
TIAA FSB
Florida
$537K 25,986 – –
LPL Financial
16
LPL Financial
California
$492K 23,774 – –
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$487K 23,546 -1,308 -5%
CT
18
Chicago Trust
Illinois
$474K 22,903 -2,500 -10%
Wells Fargo
19
Wells Fargo
California
$465K 22,483 +2,267 +11%
AAM
20
American Asset Management
Florida
$356K 17,206 – –
APA
21
American Portfolios Advisors
New York
$347K 16,780 +16,780 New
Creative Planning
22
Creative Planning
Kansas
$325K 15,706 – –
CPA
23
Cowen Prime Advisors
New York
$267K 12,904 – –
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$244K 11,810 -1,065 -8%
FFW
25
Fusion Family Wealth
New York
$181K 8,745 +8,745 New
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