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Empire State Realty Series ES
ESBA

Overview Fund Activity

33 hedge funds and large institutions have $7.95M invested in Empire State Realty Series ES in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BIA
1
Bell Investment Advisors
California
$138K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$848K
3
UBS Group
3
UBS Group
Switzerland
$110K
4
ACM
4
Antonetti Capital Management
Florida
$54K
5
Morgan Stanley
5
Morgan Stanley
New York
$782K

Top Sellers

1
GA
1
Geller Advisors
New York
$0
2
CCM
2
Coldstream Capital Management
Washington
$0
3
DSN
3
D. Scott Neal
Kentucky
$342K
4
RC
4
RegentAtlantic Capital
New Jersey
$258K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$0
Name Market Value Shares Shares
Change 		Shares
Change %
NSIM
1
North Star Investment Management
Illinois
$951K 94,631 – –
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$848K 84,461 +13,497 +19%
Morgan Stanley
3
Morgan Stanley
New York
$782K 77,828 +4,500 +6%
BB
4
Busey Bank
Illinois
$432K 43,014 – –
TF
5
TIAA FSB
Florida
$431K 42,848 – –
WIC
6
Woodmont Investment Counsel
Tennessee
$363K 36,147 – –
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$352K 35,000 – –
MJP
8
Michael J. Puzo
$344K 34,200 -300 -0.9%
DSN
9
D. Scott Neal
Kentucky
$342K 34,000 -1,000 -3%
MRCM
10
M&R Capital Management
New Jersey
$338K 33,692 – –
RJA
11
Raymond James & Associates
Florida
$264K 26,251 – –
RC
12
RegentAtlantic Capital
New Jersey
$258K 25,658 -872 -3%
GG
13
Gofen & Glossberg
Illinois
$230K 22,903 – –
TIM
14
Tortoise Investment Management
New York
$217K 21,599 – –
AC
15
Apella Capital
Connecticut
$173K 17,206 – –
WFAG
16
Wescott Financial Advisory Group
Pennsylvania
$165K 16,408 – –
BIA
17
Bell Investment Advisors
California
$138K 13,743 +13,743 New
FPCM
18
Financial Partners Capital Management
New York
$135K 13,450 – –
CPA
19
Cowen Prime Advisors
New York
$130K 12,904 – –
TCM
20
TD Capital Management
Tennessee
$126K 12,567 +43 +0.3%
Creative Planning
21
Creative Planning
Kansas
$124K 12,356 – –
Wells Fargo
22
Wells Fargo
California
$124K 12,404 – –
UBS Group
23
UBS Group
Switzerland
$110K 11,008 +8,840 +408%
Acadian Asset Management
24
Acadian Asset Management
Massachusetts
$106K 10,791 -630 -6%
CTB
25
Country Trust Bank
Illinois
$92K 9,176 – –
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