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Empire State Realty Series ES

33 hedge funds and large institutions have $7.95M invested in Empire State Realty Series ES in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

0.07% more ownership

Funds ownership: 3.38%3.46% (+0.07%)

3% less funds holding

Funds holding: 3433 (-1)

16% less capital invested

Capital invested by funds: $9.43M → $7.95M (-$1.47M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
1
North Star Investment Management
Illinois
$951K
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$848K +$145K +13,497 +19%
Morgan Stanley
3
Morgan Stanley
New York
$782K +$48.4K +4,500 +6%
BB
4
Busey Bank
Illinois
$432K
TF
5
TIAA FSB
Florida
$431K
WIC
6
Woodmont Investment Counsel
Tennessee
$363K
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$352K
MJP
8
Michael J. Puzo
$344K -$3.23K -300 -0.9%
DSN
9
D. Scott Neal
Kentucky
$342K -$10.8K -1,000 -3%
MRCM
10
M&R Capital Management
New Jersey
$338K
RJA
11
Raymond James & Associates
Florida
$264K
RC
12
RegentAtlantic Capital
New Jersey
$258K -$9.38K -872 -3%
GG
13
Gofen & Glossberg
Illinois
$230K
TIM
14
Tortoise Investment Management
New York
$217K
AC
15
Apella Capital
Connecticut
$173K
WFAG
16
Wescott Financial Advisory Group
Pennsylvania
$165K
BIA
17
Bell Investment Advisors
California
$138K +$148K +13,743 New
FPCM
18
Financial Partners Capital Management
New York
$135K
CPA
19
Cowen Prime Advisors
New York
$130K
TCM
20
TD Capital Management
Tennessee
$126K +$462 +43 +0.3%
Creative Planning
21
Creative Planning
Kansas
$124K
Wells Fargo
22
Wells Fargo
California
$124K
UBS Group
23
UBS Group
Switzerland
$110K +$95.1K +8,840 +408%
Acadian Asset Management
24
Acadian Asset Management
Massachusetts
$106K -$6.78K -630 -6%
CTB
25
Country Trust Bank
Illinois
$92K

ESBA Hedge Fund Activity: Q3 2021 in Review

33 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q3 2021, worth a combined $7.95M — down 16% from $9.43M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of ESBA and 3 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 5 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $145K. The largest seller was Geller Advisors, exiting entirely with an estimated $259K sold.

  • 33 institutional investors held Empire State Realty Series ES (ESBA) as of Q3 2021, down from 34 in Q2 2021.
  • Funds reported $7.95M of Empire State Realty Series ES stock for Q3 2021, down 16% quarter-over-quarter.
  • 3 funds opened new Empire State Realty Series ES positions in Q3 2021 and 4 closed out, a net change of -1 holder.
  • The largest Empire State Realty Series ES buyer in Q3 2021 was Commonwealth Equity Services, an estimated $145K added.
  • The largest Empire State Realty Series ES seller in Q3 2021 was Geller Advisors, an estimated $259K sold.

Based on aggregated 13F filings for Q3 2021.