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Empire State Realty Series ES
ESBA

Overview Fund Activity

29 hedge funds and large institutions have $12M invested in Empire State Realty Series ES in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
5
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$228K
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$160K
3
Wells Fargo
3
Wells Fargo
California
$534K
4
Acadian Asset Management
4
Acadian Asset Management
Massachusetts
$216K
5
TRCT
5
Tower Research Capital (TRC)
New York
$1K

Top Sellers

1
BCM
1
BlueCrest Capital Management
Jersey
$0
2
Bank of New York Mellon
2
Bank of New York Mellon
New York
$0
3
Bank of America
3
Bank of America
North Carolina
$2.06M
4
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$947K
5
UBS Group
5
UBS Group
Switzerland
$105K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$2.06M 114,178 -11,974 -9%
Morgan Stanley
2
Morgan Stanley
New York
$1.44M 79,536 +8 +0%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$947K 52,500 -10,000 -16%
MJP
4
Michael J. Puzo
$902K 50,000 – –
WIC
5
Woodmont Investment Counsel
Tennessee
$733K 40,617 – –
Wells Fargo
6
Wells Fargo
California
$534K 29,637 +8,031 +37%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$525K 29,088 -2,000 -6%
SB
8
Suntrust Banks
Georgia
$504K 27,978 – –
OMC
9
Old Mission Capital
Illinois
$467K 25,899 -75 -0.3%
CT
10
Chicago Trust
Illinois
$466K 25,809 – –
BBA
11
BLB&B Advisors
Pennsylvania
$336K 18,651 – –
TCT
12
TIAA CREF Trust
Missouri
$314K 17,383 – –
AAM
13
American Asset Management
Florida
$310K 17,206 – –
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$278K 15,414 +29 +0.2%
PCM
15
Palisade Capital Management
New Jersey
$235K 13,000 – –
CPA
16
Cowen Prime Advisors
New York
$233K 12,904 – –
EWM
17
Edge Wealth Management
New York
$233K 12,904 – –
LPL Financial
18
LPL Financial
California
$228K 12,904 +12,904 New
Acadian Asset Management
19
Acadian Asset Management
Massachusetts
$216K 11,961 +5,189 +77%
RC
20
RegentAtlantic Capital
New Jersey
$190K 10,550 -1,667 -14%
WJA
21
Williams Jones & Associates
New York
$183K 10,150 – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$160K 8,857 +8,603 +3,387%
RWA
23
Ropes Wealth Advisors
Massachusetts
$155K 8,603 – –
UBS Group
24
UBS Group
Switzerland
$105K 5,825 -2,163 -27%
IWM
25
Integrated Wealth Management
California
$103K 5,736 – –
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