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Empire State Realty Series ES

29 hedge funds and large institutions have $12M invested in Empire State Realty Series ES in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

0% more funds holding

Funds holding: 2929 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.21% less ownership

Funds ownership: 1.91%1.7% (-0.21%)

7% less capital invested

Capital invested by funds: $12.9M → $12M (-$960K)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
5
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.06M -$214K -11,974 -9%
Morgan Stanley
2
Morgan Stanley
New York
$1.44M +$143 +8 +0%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$947K -$179K -10,000 -16%
MJP
4
Michael J. Puzo
$902K
WIC
5
Woodmont Investment Counsel
Tennessee
$733K
Wells Fargo
6
Wells Fargo
California
$534K +$143K +8,031 +37%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$525K -$35.7K -2,000 -6%
SB
8
Suntrust Banks
Georgia
$504K
OMC
9
Old Mission Capital
Illinois
$467K -$1.34K -75 -0.3%
CT
10
Chicago Trust
Illinois
$466K
BBA
11
BLB&B Advisors
Pennsylvania
$336K
TCT
12
TIAA CREF Trust
Missouri
$314K
AAM
13
American Asset Management
Florida
$310K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$278K +$518 +29 +0.2%
PCM
15
Palisade Capital Management
New Jersey
$235K
CPA
16
Cowen Prime Advisors
New York
$233K
EWM
17
Edge Wealth Management
New York
$233K
LPL Financial
18
LPL Financial
California
$228K +$230K +12,904 New
Acadian Asset Management
19
Acadian Asset Management
Massachusetts
$216K +$92.7K +5,189 +77%
RC
20
RegentAtlantic Capital
New Jersey
$190K -$29.8K -1,667 -14%
WJA
21
Williams Jones & Associates
New York
$183K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$160K +$154K +8,603 +3,387%
RWA
23
Ropes Wealth Advisors
Massachusetts
$155K
UBS Group
24
UBS Group
Switzerland
$105K -$38.6K -2,163 -27%
IWMPD
25
Integrated Wealth Management (Palm Desert)
California
$103K

ESBA Hedge Fund Activity: Q4 2015 in Review

29 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q4 2015, worth a combined $12M — down 7.4% from $12.9M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new ESBA positions and 2 closed out — a net gain of 1 holder — while 5 added to existing stakes and 6 trimmed.

The largest buyer was LPL Financial, opening a new position worth an estimated $230K. The largest seller was BlueCrest Capital Management, exiting entirely with an estimated $876K sold.

  • 29 institutional investors held Empire State Realty Series ES (ESBA) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $12M of Empire State Realty Series ES stock for Q4 2015, down 7.4% quarter-over-quarter.
  • 3 funds opened new Empire State Realty Series ES positions in Q4 2015 and 2 closed out, a net change of +1 holder.
  • The largest Empire State Realty Series ES buyer in Q4 2015 was LPL Financial, an estimated $230K added.
  • The largest Empire State Realty Series ES seller in Q4 2015 was BlueCrest Capital Management, an estimated $876K sold.

Based on aggregated 13F filings for Q4 2015.