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Empire State Realty Series ES

30 hedge funds and large institutions have $17.8M invested in Empire State Realty Series ES in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.11% less ownership

Funds ownership: 2.58%2.47% (-0.11%)

6% less funds holding

Funds holding: 3230 (-2)

10% less capital invested

Capital invested by funds: $19.7M → $17.8M (-$1.89M)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
5
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.18M +$5.65K +286 +0.3%
NSIM
2
North Star Investment Management
Illinois
$1.89M
MJP
3
Michael J. Puzo
$1.78M -$88.9K -4,500 -5%
MRCM
4
M&R Capital Management
New Jersey
$1.01M
OMC
5
Old Mission Capital
Illinois
$921K -$97.4K -4,929 -10%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$837K +$12K +606 +1%
AG
7
Advisor Group
Arizona
$827K -$127K -6,422 -13%
Acadian Asset Management
8
Acadian Asset Management
Massachusetts
$779K +$237K +12,010 +45%
Morgan Stanley
9
Morgan Stanley
New York
$745K -$318K -16,080 -30%
WIC
10
Woodmont Investment Counsel
Tennessee
$732K
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$526K
CT
12
Chicago Trust
Illinois
$516K
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$500K
Wells Fargo
14
Wells Fargo
California
$423K +$36.5K +1,850 +10%
UBS Group
15
UBS Group
Switzerland
$402K -$61.2K -3,096 -13%
BBA
16
BLB&B Advisors
Pennsylvania
$373K
SB
17
Suntrust Banks
Georgia
$372K
TCT
18
TIAA CREF Trust
Missouri
$347K
AAM
19
American Asset Management
Florida
$344K
FFW
20
Fusion Family Wealth
New York
$339K +$340K +17,206 New
Creative Planning
21
Creative Planning
Kansas
$314K -$29.6K -1,500 -9%
PCM
22
Palisade Capital Management
New Jersey
$260K
CPA
23
Cowen Prime Advisors
New York
$258K
EWM
24
Edge Wealth Management
New York
$258K
RG
25
Rathbones Group
United Kingdom
$201K

ESBA Hedge Fund Activity: Q4 2016 in Review

30 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q4 2016, worth a combined $17.8M — down 9.6% from $19.7M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of ESBA and 1 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 5 added.

The largest buyer was Acadian Asset Management, adding an estimated $237K. The largest seller was Stifel Financial, exiting entirely with an estimated $718K sold.

  • 30 institutional investors held Empire State Realty Series ES (ESBA) as of Q4 2016, down from 32 in Q3 2016.
  • Funds reported $17.8M of Empire State Realty Series ES stock for Q4 2016, down 9.6% quarter-over-quarter.
  • 1 fund opened new Empire State Realty Series ES positions in Q4 2016 and 3 closed out, a net change of -2 holders.
  • The largest Empire State Realty Series ES buyer in Q4 2016 was Acadian Asset Management, an estimated $237K added.
  • The largest Empire State Realty Series ES seller in Q4 2016 was Stifel Financial, an estimated $718K sold.

Based on aggregated 13F filings for Q4 2016.