Integrated Wealth Management (Palm Desert)’s Empire State Realty Series ES ESBA Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio ESBA Stock Details ESBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,736	Closed	-$120K	–	453
2016 Q3	$120K	Hold	5,736	–	–	0.04%	293
2016 Q2	$109K	Hold	5,736	–	–	0.04%	303
2016 Q1	$100K	Hold	5,736	–	–	0.04%	286
2015 Q4	$103K	Hold	5,736	–	–	0.04%	275
2015 Q3	$98K	Hold	5,736	–	–	0.04%	272
2015 Q2	$97K	Buy	+5,736	New	+$103K	0.04%	284

Other funds holding ESBA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.84B AUM 28.81% 1-Year Est. Return

MJP

Michael J. Puzo $388M AUM 40.74% 1-Year Est. Return

MRCM

M&R Capital Management Summit, New Jersey $454M AUM 40.11% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.31B AUM 20.77% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

WIC

Woodmont Investment Counsel Nashville, Tennessee $1.83B AUM 25.91% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s ESBA Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of Empire State Realty Series ES (ESBA) in Q4 2016, closing a stake of 5,736 shares — an estimated $120K sold.

Integrated Wealth Management (Palm Desert) first reported a position in ESBA in Q2 2015 and held it in 6 quarters. The position peaked at $120K in Q3 2016. 30 funds tracked by Wall St. Rank hold ESBA as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining Empire State Realty Series ES position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 5,736 Empire State Realty Series ES shares in Q4 2016, an estimated $120K.
Integrated Wealth Management (Palm Desert) first reported a position in Empire State Realty Series ES in Q2 2015 and held it in 6 quarters.
Integrated Wealth Management (Palm Desert)'s Empire State Realty Series ES position peaked at $120K in Q3 2016.
30 funds tracked by Wall St. Rank held Empire State Realty Series ES as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.