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Empire State Realty Series ES
ESBA

Overview Fund Activity

29 hedge funds and large institutions have $12.9M invested in Empire State Realty Series ES in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
2
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
1
BlueCrest Capital Management
Jersey
$876K
2
Bank of America
2
Bank of America
North Carolina
$2.15M
3
BBA
3
BLB&B Advisors
Pennsylvania
$318K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$262K
5
UBS Group
5
UBS Group
Switzerland
$136K

Top Sellers

1
OC
1
Oppenheimer & Co
New York
$0
2
OMC
2
Old Mission Capital
Illinois
$443K
3
Wells Fargo
3
Wells Fargo
California
$369K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.36M
5
Mariner
5
Mariner
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$2.15M 126,152 +26,771 +27%
Morgan Stanley
2
Morgan Stanley
New York
$1.36M 79,528 -17,376 -18%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$1.07M 62,500 -2,500 -4%
BCM
4
BlueCrest Capital Management
Jersey
$876K 51,406 +51,406 New
MJP
5
Michael J. Puzo
$852K 50,000 -2,000 -4%
WIC
6
Woodmont Investment Counsel
Tennessee
$693K 40,617 – –
HC
7
Hurley Capital
New York
$607K 34,411 – –
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$530K 31,088 -1,518 -5%
SB
9
Suntrust Banks
Georgia
$477K 27,978 -9,325 -25%
OMC
10
Old Mission Capital
Illinois
$443K 25,974 -26,562 -51%
CT
11
Chicago Trust
Illinois
$440K 25,809 – –
Wells Fargo
12
Wells Fargo
California
$369K 21,606 -18,206 -46%
BBA
13
BLB&B Advisors
Pennsylvania
$318K 18,651 +18,651 New
TCT
14
TIAA CREF Trust
Missouri
$296K 17,383 – –
AAM
15
American Asset Management
Florida
$293K 17,206 – –
Bank of New York Mellon
16
Bank of New York Mellon
New York
$293K 17,206 – –
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$262K 15,385 +15,385 New
PCM
18
Palisade Capital Management
New Jersey
$222K 13,000 -1,000 -7%
EWM
19
Edge Wealth Management
New York
$220K 12,904 – –
CPA
20
Cowen Prime Advisors
New York
$220K 12,904 – –
RC
21
RegentAtlantic Capital
New Jersey
$208K 12,217 – –
WJA
22
Williams Jones & Associates
New York
$173K 10,150 – –
RWA
23
Ropes Wealth Advisors
Massachusetts
$147K 8,603 – –
UBS Group
24
UBS Group
Switzerland
$136K 7,988 +3,101 +63%
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$115K 6,772 – –
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