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Empire State Realty Series ES

29 hedge funds and large institutions have $13.2M invested in Empire State Realty Series ES in 2018 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.51% less ownership

Funds ownership: 2.9%2.38% (-0.51%)

6% less funds holding

Funds holding: 3129 (-2)

35% less capital invested

Capital invested by funds: $20.4M → $13.2M (-$7.13M)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

93% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 15

Holders
29
Holders Change
-2
Holders Change %
-6.45%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
1
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
1
North Star Investment Management
Illinois
$1.59M
MJP
2
Michael J. Puzo
$1.38M -$72.1K -4,000 -5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.15M +$1.19M +65,772 +2,475%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$973K -$18 -1 -0%
MRCM
5
M&R Capital Management
New Jersey
$804K -$46.9K -2,600 -5%
State Street
6
State Street
Massachusetts
$770K -$175K -9,725 -17%
AG
7
Advisor Group
Arizona
$636K -$62K -3,442 -8%
WIC
8
Woodmont Investment Counsel
Tennessee
$606K
Acadian Asset Management
9
Acadian Asset Management
Massachusetts
$538K -$324K -18,005 -36%
TIM
10
Tortoise Investment Management
New York
$469K -$43.3K -2,400 -8%
TF
11
TIAA FSB
Florida
$436K
LPL Financial
12
LPL Financial
California
$399K
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$395K
CT
14
Chicago Trust
Illinois
$384K
Wells Fargo
15
Wells Fargo
California
$372K -$4.97K -276 -1%
Morgan Stanley
16
Morgan Stanley
New York
$295K -$205K -11,365 -39%
Bank of America
17
Bank of America
North Carolina
$265K -$1.57M -86,984 -85%
Creative Planning
18
Creative Planning
Kansas
$263K
APA
19
American Portfolios Advisors
New York
$231K -$54.1K -3,000 -18%
CPA
20
Cowen Prime Advisors
New York
$216K
Citadel Advisors
21
Citadel Advisors
Florida
$173K +$186K +10,299 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$148K -$54.1K -3,000 -25%
FFW
23
Fusion Family Wealth
New York
$147K
RWA
24
Ropes Wealth Advisors
Massachusetts
$144K
SWP
25
Stratos Wealth Partners
Ohio
$144K

ESBA Hedge Fund Activity: Q1 2018 in Review

29 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q1 2018, worth a combined $13.2M — down 35% from $20.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of ESBA and 2 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 1 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.19M. The largest seller was Bank of America, cutting an estimated $1.57M.

  • 29 institutional investors held Empire State Realty Series ES (ESBA) as of Q1 2018, down from 31 in Q4 2017.
  • Funds reported $13.2M of Empire State Realty Series ES stock for Q1 2018, down 35% quarter-over-quarter.
  • 2 funds opened new Empire State Realty Series ES positions in Q1 2018 and 4 closed out, a net change of -2 holders.
  • The largest Empire State Realty Series ES buyer in Q1 2018 was Royal Bank of Canada, an estimated $1.19M added.
  • The largest Empire State Realty Series ES seller in Q1 2018 was Bank of America, an estimated $1.57M sold.

Based on aggregated 13F filings for Q1 2018.