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Empire State Realty Series ES

35 hedge funds and large institutions have $12.7M invested in Empire State Realty Series ES in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

17% more funds holding

Funds holding: 3035 (+5)

0.42% more ownership

Funds ownership: 2.5%2.93% (+0.42%)

3% less capital invested

Capital invested by funds: $13M → $12.7M (-$378K)

Holders
35
Holders Change
+5
Holders Change %
+16.67%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
8
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
1
North Star Investment Management
Illinois
$1.34M
MJP
2
Michael J. Puzo
$1.07M -$46.8K -3,000 -4%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$987K +$87.6K +5,620 +9%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$830K +$2.68K +172 +0.3%
State Street
5
State Street
Massachusetts
$654K +$720K +46,201 New
MRCM
6
M&R Capital Management
New Jersey
$608K -$77.9K -5,000 -10%
JMPWA
7
JP Morgan Private Wealth Advisors
California
$599K -$134K -8,603 -17%
TF
8
TIAA FSB
Florida
$542K +$191K +12,269 +47%
WIC
9
Woodmont Investment Counsel
Tennessee
$512K
Acadian Asset Management
10
Acadian Asset Management
Massachusetts
$449K +$50.7K +3,252 +11%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$397K +$185K +11,887 +74%
TIM
12
Tortoise Investment Management
New York
$396K
GG
13
Gofen & Glossberg
Illinois
$324K +$357K +22,903 New
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$321K -$9.35K -600 -3%
Wells Fargo
15
Wells Fargo
California
$293K
APA
16
American Portfolios Advisors
New York
$276K +$89.4K +5,735 +42%
FNBOSM
17
First National Bank of South Miami
Florida
$274K +$277K +17,800 New
LPL Financial
18
LPL Financial
California
$270K -$23.4K -1,500 -7%
RJA
19
Raymond James & Associates
Florida
$256K +$282K +18,090 New
JLBC
20
J.L. Bainbridge & Co
Florida
$244K
SW
21
SlateStone Wealth
Florida
$244K +$268K +17,206 New
Morgan Stanley
22
Morgan Stanley
New York
$236K +$83.6K +5,363 +47%
AG
23
Advisor Group
Arizona
$220K -$260K -16,691 -52%
IA
24
IFG Advisory
Georgia
$184K
CPA
25
Cowen Prime Advisors
New York
$183K

ESBA Hedge Fund Activity: Q4 2018 in Review

35 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q4 2018, worth a combined $12.7M — down 2.9% from $13M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ESBA positions and 3 closed out — a net gain of 5 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was State Street, opening a new position worth an estimated $720K. The largest seller was Chicago Trust, exiting entirely with an estimated $382K sold.

  • 35 institutional investors held Empire State Realty Series ES (ESBA) as of Q4 2018, up from 30 in Q3 2018.
  • Funds reported $12.7M of Empire State Realty Series ES stock for Q4 2018, down 2.9% quarter-over-quarter.
  • 8 funds opened new Empire State Realty Series ES positions in Q4 2018 and 3 closed out, a net change of +5 holders.
  • The largest Empire State Realty Series ES buyer in Q4 2018 was State Street, an estimated $720K added.
  • The largest Empire State Realty Series ES seller in Q4 2018 was Chicago Trust, an estimated $382K sold.

Based on aggregated 13F filings for Q4 2018.