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Empire State Realty Series ES

26 hedge funds and large institutions have $14.9M invested in Empire State Realty Series ES in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 6 increasing their positions, 2 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 2

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

44% more funds holding

Funds holding: 1826 (+8)

37% more capital invested

Capital invested by funds: $10.9M → $14.9M (+$4.04M)

0.25% more ownership

Funds ownership: 1.6%1.85% (+0.25%)

Holders
26
Holders Change
+8
Holders Change %
+44.44%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
6
Reduced
2
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.26M -$3.79M -235,397 -56%
OMC
2
Old Mission Capital
Illinois
$2.75M +$2.53M +157,083 New
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$1.31M +$1.21M +75,000 New
MJP
4
Michael J. Puzo
$1.05M +$453K +28,105 +88%
WIC
5
Woodmont Investment Counsel
Tennessee
$885K +$815K +50,585 New
DT
6
Diversified Trust
Tennessee
$860K +$793K +49,180 New
SB
7
Suntrust Banks
Georgia
$652K
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$570K
Wells Fargo
9
Wells Fargo
California
$517K -$160K -9,944 -25%
TCT
10
TIAA CREF Trust
Missouri
$451K +$194K +12,045 +88%
HC
11
Hurley Capital
New York
$321K +$296K +18,351 New
Mariner
12
Mariner
Kansas
$296K +$273K +16,943 New
PCM
13
Palisade Capital Management
New Jersey
$295K +$272K +16,862 New
EWM
14
Edge Wealth Management
New York
$227K +$84.2K +5,223 +68%
RC
15
RegentAtlantic Capital
New Jersey
$214K +$197K +12,217 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$203K +$187K +11,598 New
GBA
17
Garrison Bradford & Associates
New York
$202K +$186K +11,570 New
Northern Trust
18
Northern Trust
Illinois
$198K +$182K +11,301 New
WJA
19
Williams Jones & Associates
New York
$178K +$164K +10,150 New
RNS
20
Robert N. Shapiro
$150K +$69.3K +4,302 +100%
NPC
21
National Planning Corporation
California
$99.9K +$89.2K +5,535 New
UBS Group
22
UBS Group
Switzerland
$98K +$90.7K +5,629 New
Bank of America
23
Bank of America
North Carolina
$77K +$52.1K +3,232 +278%
TIM
24
Tortoise Investment Management
New York
$38K +$16 +1 +0%
AIG
25
American International Group
New York
$10K

ESBA Hedge Fund Activity: Q4 2014 in Review

26 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q4 2014, worth a combined $14.9M — up 37% from $10.9M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new ESBA positions and 5 closed out — a net gain of 9 holders — while 6 added to existing stakes and 2 trimmed.

The largest buyer was PNC Financial Services Group, opening a new position worth an estimated $1.21M. The largest seller was Morgan Stanley, cutting an estimated $3.79M.

  • 26 institutional investors held Empire State Realty Series ES (ESBA) as of Q4 2014, up from 18 in Q3 2014.
  • Funds reported $14.9M of Empire State Realty Series ES stock for Q4 2014, up 37% quarter-over-quarter.
  • 14 funds opened new Empire State Realty Series ES positions in Q4 2014 and 5 closed out, a net change of +9 holders.
  • The largest Empire State Realty Series ES buyer in Q4 2014 was PNC Financial Services Group, an estimated $1.21M added.
  • The largest Empire State Realty Series ES seller in Q4 2014 was Morgan Stanley, an estimated $3.79M sold.

Based on aggregated 13F filings for Q4 2014.