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Empire State Realty Series ES
ESBA

35 hedge funds and large institutions have $8.19M invested in Empire State Realty Series ES in 2021 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 0 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more capital invested

Capital invested by funds: $6.98M → $8.19M (+$1.21M)

0.04% less ownership

Funds ownership: 3.19% → 3.15% (-0.04%)

5% less funds holding

Funds holding: 37 → 35 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 7

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
–
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$107K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$163K
2
GWM
Greenhouse Wealth Management
Connecticut
-$63K
3
RWA
Ropes Wealth Advisors
Massachusetts
-$39K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$31.6K
5
Wells Fargo
Wells Fargo
California
-$31.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
NSIM
1
North Star Investment Management
Illinois
$1.05M – – –
Morgan Stanley
2
Morgan Stanley
New York
$859K – – –
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$656K -$31.6K -3,051 -5%
BB
4
Busey Bank
Illinois
$477K – – –
TF
5
TIAA FSB
Florida
$475K – – –
MRCM
6
M&R Capital Management
New Jersey
$417K – – –
MJP
7
Michael J. Puzo
$404K – – –
WIC
8
Woodmont Investment Counsel
Tennessee
$401K – – –
RC
9
RegentAtlantic Capital
New Jersey
$294K – – –
RJA
10
Raymond James & Associates
Florida
$291K – – –
Wells Fargo
11
Wells Fargo
California
$287K -$31.1K -3,000 -10%
GG
12
Gofen & Glossberg
Illinois
$254K – – –
TIM
13
Tortoise Investment Management
New York
$239K -$18.5K -1,785 -8%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$221K – – –
FNBOSM
15
First National Bank of South Miami
Florida
$197K – – –
WFAG
16
Wescott Financial Advisory Group
Pennsylvania
$182K – – –
JP Morgan Chase
17
JP Morgan Chase
New York
$156K – – –
FPCM
18
Financial Partners Capital Management
New York
$149K – – –
CPA
19
Cowen Prime Advisors
New York
$143K – – –
CCM
20
Coldstream Capital Management
Washington
$140K – – –
Creative Planning
21
Creative Planning
Kansas
$137K – – –
Acadian Asset Management
22
Acadian Asset Management
Massachusetts
$131K -$13.5K -1,298 -10%
Citadel Advisors
23
Citadel Advisors
Florida
$114K +$107K +10,282 New
CTB
24
Country Trust Bank
Illinois
$102K – – –
APA
25
American Portfolios Advisors
New York
$86.2K -$20.7K -2,000 -20%
1
2

ESBA Hedge Fund Activity: Q1 2021 in Review

35 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q1 2021, worth a combined $8.19M — up 17% from $6.98M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of ESBA and 2 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 0 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $107K. The largest seller was UBS Group, cutting an estimated $163K.

  • 35 institutional investors held Empire State Realty Series ES (ESBA) as of Q1 2021, down from 37 in Q4 2020.
  • Funds reported $8.19M of Empire State Realty Series ES stock for Q1 2021, up 17% quarter-over-quarter.
  • 2 funds opened new Empire State Realty Series ES positions in Q1 2021 and 4 closed out, a net change of -2 holders.
  • The largest Empire State Realty Series ES buyer in Q1 2021 was Citadel Advisors, an estimated $107K added.
  • The largest Empire State Realty Series ES seller in Q1 2021 was UBS Group, an estimated $163K sold.

Based on aggregated 13F filings for Q1 2021.