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Empire State Realty Series ES

29 hedge funds and large institutions have $19.3M invested in Empire State Realty Series ES in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

3% more capital invested

Capital invested by funds: $18.8M → $19.3M (+$477K)

0.17% more ownership

Funds ownership: 2.64%2.81% (+0.17%)

0% more funds holding

Funds holding: 2929 (0)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.1M -$61.2K -3,000 -3%
NSIM
2
North Star Investment Management
Illinois
$1.94M
MJP
3
Michael J. Puzo
$1.73M
JMPWA
4
JP Morgan Private Wealth Advisors
California
$1.25M +$367K +17,967 +42%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.19M +$326K +15,982 +38%
MRCM
6
M&R Capital Management
New Jersey
$1.03M
State Street
7
State Street
Massachusetts
$964K -$13.9K -683 -1%
Acadian Asset Management
8
Acadian Asset Management
Massachusetts
$947K +$245K +12,015 +35%
AG
9
Advisor Group
Arizona
$847K
Morgan Stanley
10
Morgan Stanley
New York
$811K +$249K +12,177 +44%
WIC
11
Woodmont Investment Counsel
Tennessee
$740K
CIBC Private Wealth Group
12
CIBC Private Wealth Group
Georgia
$619K +$617K +30,249 New
UBS Group
13
UBS Group
Switzerland
$618K -$158K -7,760 -20%
TF
14
TIAA FSB
Florida
$532K
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$509K
TIM
16
Tortoise Investment Management
New York
$490K
LPL Financial
17
LPL Financial
California
$486K
Wells Fargo
18
Wells Fargo
California
$413K -$236K -11,570 -36%
AAM
19
American Asset Management
Florida
$352K
Creative Planning
20
Creative Planning
Kansas
$321K
CPA
21
Cowen Prime Advisors
New York
$264K
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$264K +$263K +12,904 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$263K -$107K -5,250 -29%
PCM
24
Palisade Capital Management
New Jersey
$205K
RWA
25
Ropes Wealth Advisors
Massachusetts
$176K

ESBA Hedge Fund Activity: Q3 2017 in Review

29 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q3 2017, worth a combined $19.3M — up 2.5% from $18.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new ESBA positions and 3 closed out — a net gain of 1 holder — while 4 added to existing stakes and 5 trimmed.

The largest buyer was CIBC Private Wealth Group, opening a new position worth an estimated $617K. The largest seller was Fusion Family Wealth, exiting entirely with an estimated $357K sold.

  • 29 institutional investors held Empire State Realty Series ES (ESBA) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $19.3M of Empire State Realty Series ES stock for Q3 2017, up 2.5% quarter-over-quarter.
  • 4 funds opened new Empire State Realty Series ES positions in Q3 2017 and 3 closed out, a net change of +1 holder.
  • The largest Empire State Realty Series ES buyer in Q3 2017 was CIBC Private Wealth Group, an estimated $617K added.
  • The largest Empire State Realty Series ES seller in Q3 2017 was Fusion Family Wealth, an estimated $357K sold.

Based on aggregated 13F filings for Q3 2017.