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Empire State Realty Series ES
ESBA

Overview Fund Activity

29 hedge funds and large institutions have $19.3M invested in Empire State Realty Series ES in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$619K
2
JPMPWA
2
J.P. Morgan Private Wealth Advisors
California
$1.25M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.19M
4
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$264K
5
Morgan Stanley
5
Morgan Stanley
New York
$811K

Top Sellers

1
FFW
1
Fusion Family Wealth
New York
$0
2
EWM
2
Edge Wealth Management
New York
$0
3
Wells Fargo
3
Wells Fargo
California
$413K
4
UBS Group
4
UBS Group
Switzerland
$618K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$263K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$2.1M 102,778 -3,000 -3%
NSIM
2
North Star Investment Management
Illinois
$1.94M 94,631 – –
MJP
3
Michael J. Puzo
$1.73M 84,573 – –
JPMPWA
4
J.P. Morgan Private Wealth Advisors
California
$1.25M 60,898 +17,967 +42%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.19M 57,956 +15,982 +38%
MRCM
6
M&R Capital Management
New Jersey
$1.03M 50,584 – –
State Street
7
State Street
Massachusetts
$964K 47,119 -683 -1%
Acadian Asset Management
8
Acadian Asset Management
Massachusetts
$947K 46,272 +12,015 +35%
AG
9
Advisor Group
Arizona
$847K 41,396 – –
Morgan Stanley
10
Morgan Stanley
New York
$811K 39,668 +12,177 +44%
WIC
11
Woodmont Investment Counsel
Tennessee
$740K 36,147 – –
CIBC Private Wealth Group
12
CIBC Private Wealth Group
Georgia
$619K 30,249 +30,249 New
UBS Group
13
UBS Group
Switzerland
$618K 30,197 -7,760 -20%
TF
14
TIAA FSB
Florida
$532K 25,986 – –
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$509K 24,854 – –
TIM
16
Tortoise Investment Management
New York
$490K 23,940 – –
LPL Financial
17
LPL Financial
California
$486K 23,774 – –
Wells Fargo
18
Wells Fargo
California
$413K 20,216 -11,570 -36%
AAM
19
American Asset Management
Florida
$352K 17,206 – –
Creative Planning
20
Creative Planning
Kansas
$321K 15,706 – –
CPA
21
Cowen Prime Advisors
New York
$264K 12,904 – –
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$264K 12,904 +12,904 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$263K 12,875 -5,250 -29%
PCM
24
Palisade Capital Management
New Jersey
$205K 10,000 – –
RWA
25
Ropes Wealth Advisors
Massachusetts
$176K 8,603 – –
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