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Empire State Realty Series ES
ESBA

Overview Fund Activity

31 hedge funds and large institutions have $14M invested in Empire State Realty Series ES in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
4
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NSIM
1
North Star Investment Management
Illinois
$1.66M
2
GLA
2
Great Lakes Advisors
Illinois
$452K
3
BCM
3
Bluefin Capital Management
New York
$348K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$582K
5
AIG
5
American International Group
New York
$151K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.21M
2
SB
2
Suntrust Banks
Georgia
$326K
3
Wells Fargo
3
Wells Fargo
California
$439K
4
MJP
4
Michael J. Puzo
$832K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$894K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$2M 114,178 – –
NSIM
2
North Star Investment Management
Illinois
$1.66M 94,631 +94,631 New
Morgan Stanley
3
Morgan Stanley
New York
$1.21M 69,015 -10,521 -13%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$894K 51,000 -1,500 -3%
MJP
5
Michael J. Puzo
$832K 47,500 -2,500 -5%
WIC
6
Woodmont Investment Counsel
Tennessee
$694K 39,617 -1,000 -2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$582K 33,208 +17,794 +115%
OMC
8
Old Mission Capital
Illinois
$489K 27,927 +2,028 +8%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$483K 27,588 -1,500 -5%
CT
10
Chicago Trust
Illinois
$452K 25,809 – –
GLA
11
Great Lakes Advisors
Illinois
$452K 25,809 +25,809 New
Wells Fargo
12
Wells Fargo
California
$439K 25,037 -4,600 -16%
BCM
13
Bluefin Capital Management
New York
$348K 19,880 +19,880 New
BBA
14
BLB&B Advisors
Pennsylvania
$327K 18,651 – –
SB
15
Suntrust Banks
Georgia
$326K 18,653 -9,325 -33%
TCT
16
TIAA CREF Trust
Missouri
$305K 17,383 – –
AAM
17
American Asset Management
Florida
$301K 17,206 – –
Acadian Asset Management
18
Acadian Asset Management
Massachusetts
$238K 13,554 +1,593 +13%
PCM
19
Palisade Capital Management
New Jersey
$228K 13,000 – –
CPA
20
Cowen Prime Advisors
New York
$226K 12,904 – –
EWM
21
Edge Wealth Management
New York
$226K 12,904 – –
LPL Financial
22
LPL Financial
California
$226K 12,904 – –
RC
23
RegentAtlantic Capital
New Jersey
$185K 10,550 – –
WJA
24
Williams Jones & Associates
New York
$178K 10,150 – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$155K 8,857 – –
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