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Empire State Realty Series ES

31 hedge funds and large institutions have $14M invested in Empire State Realty Series ES in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

17% more capital invested

Capital invested by funds: $12M → $14M (+$2.09M)

7% more funds holding

Funds holding: 2931 (+2)

0.41% more ownership

Funds ownership: 1.7%2.11% (+0.41%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
4
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2M
NSIM
2
North Star Investment Management
Illinois
$1.66M +$1.56M +94,631 New
Morgan Stanley
3
Morgan Stanley
New York
$1.21M -$173K -10,521 -13%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$894K -$24.7K -1,500 -3%
MJP
5
Michael J. Puzo
$832K -$41.1K -2,500 -5%
WIC
6
Woodmont Investment Counsel
Tennessee
$694K -$16.4K -1,000 -2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$582K +$292K +17,794 +115%
OMC
8
Old Mission Capital
Illinois
$489K +$33.3K +2,028 +8%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$483K -$24.7K -1,500 -5%
CT
10
Chicago Trust
Illinois
$452K
GLA
11
Great Lakes Advisors
Illinois
$452K +$424K +25,809 New
Wells Fargo
12
Wells Fargo
California
$439K -$75.6K -4,600 -16%
BCM
13
Bluefin Capital Management
New York
$348K +$327K +19,880 New
BBA
14
BLB&B Advisors
Pennsylvania
$327K
SB
15
Suntrust Banks
Georgia
$326K -$153K -9,325 -33%
TCT
16
TIAA CREF Trust
Missouri
$305K
AAM
17
American Asset Management
Florida
$301K
Acadian Asset Management
18
Acadian Asset Management
Massachusetts
$238K +$26.2K +1,593 +13%
PCM
19
Palisade Capital Management
New Jersey
$228K
CPA
20
Cowen Prime Advisors
New York
$226K
EWM
21
Edge Wealth Management
New York
$226K
LPL Financial
22
LPL Financial
California
$226K
RC
23
RegentAtlantic Capital
New Jersey
$185K
WJA
24
Williams Jones & Associates
New York
$178K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$155K

ESBA Hedge Fund Activity: Q1 2016 in Review

31 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q1 2016, worth a combined $14M — up 17% from $12M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new ESBA positions and 2 closed out — a net gain of 2 holders — while 4 added to existing stakes and 8 trimmed.

The largest buyer was North Star Investment Management, opening a new position worth an estimated $1.56M. The largest seller was Morgan Stanley, cutting an estimated $173K.

  • 31 institutional investors held Empire State Realty Series ES (ESBA) as of Q1 2016, up from 29 in Q4 2015.
  • Funds reported $14M of Empire State Realty Series ES stock for Q1 2016, up 17% quarter-over-quarter.
  • 4 funds opened new Empire State Realty Series ES positions in Q1 2016 and 2 closed out, a net change of +2 holders.
  • The largest Empire State Realty Series ES buyer in Q1 2016 was North Star Investment Management, an estimated $1.56M added.
  • The largest Empire State Realty Series ES seller in Q1 2016 was Morgan Stanley, an estimated $173K sold.

Based on aggregated 13F filings for Q1 2016.