Michael J. Puzo’s Empire State Realty Series ES ESBA Stock Holding History

Michael J. Puzo’s Portfolio ESBA Stock Details ESBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-11,700	Closed	-$93.6K	–	77
2023 Q3	$93.6K	Hold	11,700	–	–	0.03%	75
2023 Q2	$86K	Sell	11,700 -3,100	-21%	-$18.8K	0.03%	79
2023 Q1	$95.9K	Sell	14,800 -1,400	-9%	-$9.86K	0.03%	77
2022 Q4	$106K	Sell	16,200 -7,600	-32%	-$52.7K	0.04%	76
2022 Q3	$152K	Sell	23,800 -100	-0.4%	-$738	0.06%	74
2022 Q2	$170K	Sell	23,900 -5,500	-19%	-$43.8K	0.06%	73
2022 Q1	$288K	Sell	29,400 -4,600	-14%	-$43.1K	0.09%	70
2021 Q4	$302K	Sell	34,000 -200	-0.6%	-$1.95K	0.09%	70
2021 Q3	$344K	Sell	34,200 -300	-0.9%	-$3.23K	0.11%	65
2021 Q2	$416K	Sell	34,500 -2,000	-5%	-$23.4K	0.13%	64
2021 Q1	$404K	Hold	36,500	–	–	0.13%	63
2020 Q4	$333K	Hold	36,500	–	–	0.11%	65
2020 Q3	$220K	Hold	36,500	–	–	0.08%	72
2020 Q2	$266K	Sell	36,500 -3,500	-9%	-$26.9K	0.1%	69
2020 Q1	$356K	Sell	40,000 -3,000	-7%	-$36.6K	0.16%	58
2019 Q4	$598K	Sell	43,000 -23,073	-35%	-$323K	0.21%	52
2019 Q3	$940K	Sell	66,073 -5,000	-7%	-$70.3K	0.35%	46
2019 Q2	$1.05M	Sell	71,073 -3,000	-4%	-$46.3K	0.39%	46
2019 Q1	$1.18M	Sell	74,073 -1,250	-2%	-$19.1K	0.46%	45
2018 Q4	$1.07M	Sell	75,323 -3,000	-4%	-$46.8K	0.47%	44
2018 Q3	$1.31M	Sell	78,323 -250	-0.3%	-$4.26K	0.49%	43
2018 Q2	$1.34M	Sell	78,573 -4,000	-5%	-$67.3K	0.57%	42
2018 Q1	$1.38M	Sell	82,573 -4,000	-5%	-$72.1K	0.59%	39
2017 Q4	$1.79M	Buy	86,573 +2,000	+2%	+$40.8K	0.74%	36
2017 Q3	$1.73M	Hold	84,573	–	–	0.9%	35
2017 Q2	$1.76M	Sell	84,573 -1,500	-2%	-$31.4K	0.95%	35
2017 Q1	$1.79M	Sell	86,073 -3,000	-3%	-$61.5K	0.99%	35
2016 Q4	$1.78M	Sell	89,073 -4,500	-5%	-$88.9K	1.03%	33
2016 Q3	$1.95M	Buy	93,573 +47,073	+101%	+$968K	1.13%	31
2016 Q2	$881K	Sell	46,500 -1,000	-2%	-$18.7K	0.58%	45
2016 Q1	$832K	Sell	47,500 -2,500	-5%	-$41.1K	0.55%	48
2015 Q4	$902K	Hold	50,000	–	–	0.63%	42
2015 Q3	$852K	Sell	50,000 -2,000	-4%	-$34.2K	0.61%	45
2015 Q2	$879K	Sell	52,000 -5,000	-9%	-$89.4K	0.57%	48
2015 Q1	$1.06M	Sell	57,000 -3,220	-5%	-$58K	0.68%	41
2014 Q4	$1.05M	Buy	60,220 +28,105	+88%	+$453K	0.69%	43
2014 Q3	$474K	Hold	32,115	–	–	0.33%	62
2014 Q2	$506K	Buy	+32,115	New	+$475K	0.35%	58

Other funds holding ESBA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return

SFG

Sterling Financial Group Pasadena, California $316M AUM 10.54% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.65B AUM 20.56% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

WIC

Woodmont Investment Counsel Nashville, Tennessee $1.62B AUM 18.92% 1-Year Est. Return

CCWM

Cassaday & Co Wealth Management Mclean, Virginia $4.69B AUM 20.56% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

Michael J. Puzo's ESBA Position: Q4 2023 in Review

Michael J. Puzo sold out of Empire State Realty Series ES (ESBA) in Q4 2023, closing a stake of 11,700 shares — an estimated $93.6K sold.

Michael J. Puzo first reported a position in ESBA in Q2 2014 and held it in 38 quarters. The position peaked at $1.95M in Q3 2016. 32 funds tracked by Wall St. Rank hold ESBA as of Q4 2023.

Michael J. Puzo reported no remaining Empire State Realty Series ES position as of Q4 2023 after selling out during the quarter.
Michael J. Puzo sold 11,700 Empire State Realty Series ES shares in Q4 2023, an estimated $93.6K.
Michael J. Puzo first reported a position in Empire State Realty Series ES in Q2 2014 and held it in 38 quarters.
Michael J. Puzo's Empire State Realty Series ES position peaked at $1.95M in Q3 2016.
32 funds tracked by Wall St. Rank held Empire State Realty Series ES as of Q4 2023.

Based on Michael J. Puzo's 13F filing for Q4 2023, filed 14 Feb 2024.