Rockefeller Capital Management’s Empire State Realty Series ES ESBA Stock Holding History

Rockefeller Capital Management’s Portfolio ESBA Stock Details ESBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-3,905	Closed	-$25K	–	2550
2022 Q4	$25K	Buy	3,905 +20	+0.5%	+$139	﹤0.01%	2714
2022 Q3	$24K	Buy	3,885 +20	+0.5%	+$148	﹤0.01%	2692
2022 Q2	$27K	Buy	3,865 +19	+0.5%	+$151	﹤0.01%	2568
2022 Q1	$37K	Buy	3,846 +13	+0.3%	+$122	﹤0.01%	2436
2021 Q4	$34K	Buy	3,833 +15	+0.4%	+$146	﹤0.01%	2380
2021 Q3	$38K	Buy	3,818 +13	+0.3%	+$140	﹤0.01%	2268
2021 Q2	$45K	Buy	3,805 +11	+0.3%	+$129	﹤0.01%	2124
2021 Q1	$42K	Hold	3,794	–	–	﹤0.01%	1961
2020 Q4	$34K	Hold	3,794	–	–	﹤0.01%	1806
2020 Q3	$22K	Buy	+3,794	New	+$24.4K	﹤0.01%	1753

Other funds holding ESBA

SFG

Sterling Financial Group Pasadena, California $316M AUM 10.54% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.84B AUM 28.81% 1-Year Est. Return

Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return

Corient Private Wealth Miami, Florida $72.2B AUM 27.85% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

WIC

Woodmont Investment Counsel Nashville, Tennessee $1.83B AUM 25.91% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

CCWM

Cassaday & Co Wealth Management Mclean, Virginia $5.32B AUM 22.63% 1-Year Est. Return

Rockefeller Capital Management's ESBA Position: Q1 2023 in Review

Rockefeller Capital Management sold out of Empire State Realty Series ES (ESBA) in Q1 2023, closing a stake of 3,905 shares — an estimated $25K sold.

Rockefeller Capital Management first reported a position in ESBA in Q3 2020 and held it in 10 quarters. The position peaked at $45K in Q2 2021. 32 funds tracked by Wall St. Rank hold ESBA as of Q1 2023.

Rockefeller Capital Management reported no remaining Empire State Realty Series ES position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 3,905 Empire State Realty Series ES shares in Q1 2023, an estimated $25K.
Rockefeller Capital Management first reported a position in Empire State Realty Series ES in Q3 2020 and held it in 10 quarters.
Rockefeller Capital Management's Empire State Realty Series ES position peaked at $45K in Q2 2021.
32 funds tracked by Wall St. Rank held Empire State Realty Series ES as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.