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DSN
D. Scott Neal Portfolio holdings
AUM
$216M
1-Year Est. Return
33.28%
This Fund
S&P 500
This Quarter
Est. Return
+7.02%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$117M
AUM Growth
-$16M
(-12%)
Cap. Flow
-$21.4M
Cap. Flow
% of AUM
-18.32%
Top 10 Holdings %
Top 10 Hldgs %
68.16%
Holding
66
New
3
Increased
12
Reduced
14
Closed
4
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$1.68M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$1.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$1.32M |
| 4 |
iShares Gold Trust
IAU
|
+$1.18M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$385K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$7.75M |
| 2 |
BJs Wholesale Club
BJ
|
+$6.36M |
| 3 |
Enphase Energy
ENPH
|
+$4.47M |
| 4 |
Alpha Metallurgical Resources
AMR
|
+$3.54M |
| 5 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$1.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.72% |
| 2 | Financials | 11.29% |
| 3 | Healthcare | 9.15% |
| 4 | Energy | 7.67% |
| 5 | Materials | 7.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Abbott
ABT
$187B
| $281K | 0.24% |
2,900
| – | – |
|
52
Alphabet (Google) Class C
GOOG
$4.07T
| $272K | 0.23% |
2,060
| – | – |
|
53
Vanguard Mid-Cap ETF
VO
$107B
| $255K | 0.22% |
+4,904
| New | +$269K |
|
54
ProShares Short QQQ
PSQ
$840M
| $250K | 0.21% |
4,586
+200
| +5% | +$10.6K |
|
55
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
| $249K | 0.21% |
3,606
+52
| +1% | +$3.74K |
|
56
iShares Russell Mid-Cap ETF
IWR
$56.5B
| $248K | 0.21% |
3,560
-2,125
| -37% | -$155K |
|
57
Honeywell
HON
$78.3B
| $237K | 0.2% |
1,363
| – | – |
|
58
Merck
MRK
$326B
| $235K | 0.2% |
2,270
| – | – |
|
59
Pfizer
PFE
$144B
| $233K | 0.2% |
7,029
| – | – |
|
60
Empire State Realty Series ES
ESBA
$1.56B
| $232K | 0.2% |
29,000
| – | – |
|
61
IonQ
IONQ
$12.6B
| $149K | 0.13% |
+10,000
| New | +$157K |
|
62
LivePerson
LPSN
$22.9M
| $97.7K | 0.08% |
+1,674
| New | +$110K |
|
|
63
BJs Wholesale Club
BJ
$12.4B
| – | – |
-100,861
| Closed | -$6.36M |
|
|
64
Enphase Energy
ENPH
$4.79B
| – | – |
-26,666
| Closed | -$4.47M |
|
65
Vanguard ESG US Stock ETF
ESGV
$13B
| – | – |
-2,618
| Closed | -$205K |
|
|
66
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
| – | – |
-236,768
| Closed | -$7.75M |
|
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D. Scott Neal's Q3 2023 Portfolio in Review
As of Q3 2023, D. Scott Neal held 66 positions worth $117M, down 12% from $133M the previous quarter. Its ten largest holdings account for 68% of the portfolio.
D. Scott Neal withdrew a net $21.4M in Q3 2023, closing 4 positions and reducing 14 holdings. Its most notable exit was State Street Utilities Select Sector SPDR ETF, an estimated $7.75M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.
Against the trend, D. Scott Neal opened a new position in Vanguard Mid-Cap ETF worth $255K.
- D. Scott Neal's largest Q3 2023 buy was Vanguard Mid-Cap ETF: 4,904 shares worth $255K.
- D. Scott Neal added most to Invesco QQQ Trust in Q3 2023, an estimated $1.68M increase.
- D. Scott Neal's biggest Q3 2023 reduction was Alpha Metallurgical Resources, cutting an estimated $3.54M.
- D. Scott Neal fully exited State Street Utilities Select Sector SPDR ETF in Q3 2023, selling an estimated $7.75M.
- D. Scott Neal's ten largest holdings make up 68% of its $117M portfolio in Q3 2023.
- D. Scott Neal opened 3 new positions and closed 4 in Q3 2023.
- D. Scott Neal's portfolio value fell 12% quarter-over-quarter to $117M.
Based on D. Scott Neal's 13F filing for Q3 2023, filed 11 Oct 2023.