DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+3.02%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$133M
AUM Growth
-$46M
Cap. Flow
-$37.5M
Cap. Flow %
-28.19%
Top 10 Hldgs %
64.37%
Holding
71
New
8
Increased
11
Reduced
23
Closed
8

Top Buys

1
KLAC icon
KLA
KLAC
$9.07M
2
AJG icon
Arthur J. Gallagher & Co
AJG
$8.96M
3
XLE icon
Energy Select Sector SPDR Fund
XLE
$566K
4
QQQ icon
Invesco QQQ Trust
QQQ
$560K
5
GLD icon
SPDR Gold Trust
GLD
$447K

Top Sells

1
PSQ icon
ProShares Short QQQ
PSQ
$50.8M
2
CORN icon
Teucrium Corn Fund
CORN
$3.65M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
$825K
4
MDYV icon
SPDR S&P 400 Mid Cap Value ETF
MDYV
$698K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$634K

Sector Composition

1 Technology 16.26%
2 Financials 9.95%
3 Healthcare 7.66%
4 Energy 6.56%
5 Materials 6.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DVY icon
51
iShares Select Dividend ETF
DVY
$20.6B
$302K 0.23%
2,667
– –
GSK icon
52
GSK
GSK
$79.3B
$283K 0.21%
7,928
– –
GOOGL icon
53
Alphabet (Google) Class A
GOOGL
$2.79T
$268K 0.2%
2,240
– –
HON icon
54
Honeywell
HON
$136B
$267K 0.2%
1,285
– –
NVO icon
55
Novo Nordisk
NVO
$252B
$263K 0.2%
3,256
– –
MRK icon
56
Merck
MRK
$210B
$262K 0.2%
2,270
-27
-1% -$3.12K
ESGD icon
57
iShares ESG Aware MSCI EAFE ETF
ESGD
$9.81B
$259K 0.19%
+3,554
New +$259K
PFE icon
58
Pfizer
PFE
$141B
$258K 0.19%
7,029
-74
-1% -$2.71K
SPY icon
59
SPDR S&P 500 ETF Trust
SPY
$656B
$257K 0.19%
+579
New +$257K
GOOG icon
60
Alphabet (Google) Class C
GOOG
$2.79T
$249K 0.19%
2,060
– –
PSQ icon
61
ProShares Short QQQ
PSQ
$513M
$232K 0.17%
4,386
-960,804
-100% -$50.8M
ESBA icon
62
Empire State Realty Series ES
ESBA
$2.02B
$213K 0.16%
29,000
-4,000
-12% -$29.4K
ESGV icon
63
Vanguard ESG US Stock ETF
ESGV
$11.1B
$205K 0.15%
+2,618
New +$205K
CORN icon
64
Teucrium Corn Fund
CORN
$48.7M
– –
-144,687
Closed -$3.65M
EAGG icon
65
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.08B
– –
-7,478
Closed -$359K
ISMD icon
66
Inspire Small/Mid Cap Impact ETF
ISMD
$218M
– –
-8,564
Closed -$266K
SPTI icon
67
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$9.01B
– –
-16,994
Closed -$492K
SPTL icon
68
SPDR Portfolio Long Term Treasury ETF
SPTL
$11.4B
– –
-13,270
Closed -$410K
TBF icon
69
ProShares Short 20+ Year Treasury ETF
TBF
$71.6M
– –
-13,145
Closed -$278K
VPU icon
70
Vanguard Utilities ETF
VPU
$7.23B
– –
-1,565
Closed -$231K
VTI icon
71
Vanguard Total Stock Market ETF
VTI
$524B
– –
-3,104
Closed -$634K
1 2
3