We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.02%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$133M
AUM Growth
-$46M
Cap. Flow
-$44.5M
Cap. Flow %
-33.49%
Top 10 Hldgs %
64.37%
Holding
71
New
8
Increased
11
Reduced
23
Closed
8

Top Buys

Rank Stock Value
1
AJG icon
Arthur J. Gallagher & Co
AJG
+$8.49M
2
KLAC icon
KLA
KLAC
+$7.82M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$568K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$510K
5
GLD icon
SPDR Gold Trust
GLD
+$461K

Top Sells

Rank Stock Value
1
PSQ icon
ProShares Short QQQ
PSQ
+$56.2M
2
CORN icon
Teucrium Corn Fund
CORN
+$3.65M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$751K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$663K
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$634K

Sector Composition

Rank Sector Weight
1 Technology 16.26%
2 Financials 9.95%
3 Healthcare 7.66%
4 Energy 6.56%
5 Materials 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
51
iShares Select Dividend ETF
DVY
$23.5B
$302K 0.23%
2,667
– –
GSK icon
52
GSK
GSK
$104B
$283K 0.21%
7,928
– –
GOOGL icon
53
Alphabet (Google) Class A
GOOGL
$4.36T
$268K 0.2%
2,240
– –
HON icon
54
Honeywell
HON
$77B
$267K 0.2%
1,363
– –
NVO
55
Novo Nordisk
NVO
$208B
$263K 0.2%
3,256
– –
MRK icon
56
Merck
MRK
$322B
$262K 0.2%
2,270
-27
-1% -$3.07K
ESGD icon
57
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
$259K 0.19%
+3,554
New +$259K
PFE icon
58
Pfizer
PFE
$143B
$258K 0.19%
7,029
-74
-1% -$2.88K
SPY icon
59
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$257K 0.19%
+579
New +$243K
GOOG icon
60
Alphabet (Google) Class C
GOOG
$4.36T
$249K 0.19%
2,060
– –
PSQ icon
61
ProShares Short QQQ
PSQ
$759M
$232K 0.17%
4,386
-960,804
-100% -$56.2M
ESBA icon
62
Empire State Realty Series ES
ESBA
$1.34B
$213K 0.16%
29,000
-4,000
-12% -$24.2K
ESGV icon
63
Vanguard ESG US Stock ETF
ESGV
$13.1B
$205K 0.15%
+2,618
New +$193K
CORN icon
64
Teucrium Corn Fund
CORN
$176M
– –
-144,687
Closed -$3.65M
EAGG icon
65
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
– –
-7,478
Closed -$359K
ISMD icon
66
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
– –
-8,564
Closed -$266K
SPTI icon
67
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
– –
-16,994
Closed -$492K
SPTL icon
68
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
– –
-13,270
Closed -$410K
TBF icon
69
ProShares Short 20+ Year Treasury ETF
TBF
$105M
– –
-13,145
Closed -$278K
VPU
70
Vanguard Utilities ETF
VPU
$8.46B
– –
-1,565
Closed -$231K
VTI icon
71
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
– –
-3,104
Closed -$634K
1 2
3

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2023 Portfolio in Review

As of Q2 2023, D. Scott Neal held 71 positions worth $133M, down 26% from $179M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

D. Scott Neal withdrew a net $44.5M in Q2 2023, closing 8 positions and reducing 23 holdings. Its most notable exit was Teucrium Corn Fund, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

Against the trend, D. Scott Neal opened a new position in Arthur J. Gallagher & Co worth $8.96M.

  • D. Scott Neal's largest Q2 2023 buy was Arthur J. Gallagher & Co: 40,820 shares worth $8.96M.
  • D. Scott Neal added most to Invesco QQQ Trust in Q2 2023, an estimated $510K increase.
  • D. Scott Neal's biggest Q2 2023 reduction was ProShares Short QQQ, cutting an estimated $56.2M.
  • D. Scott Neal fully exited Teucrium Corn Fund in Q2 2023, selling an estimated $3.65M.
  • D. Scott Neal's ten largest holdings make up 64% of its $133M portfolio in Q2 2023.
  • D. Scott Neal opened 8 new positions and closed 8 in Q2 2023.
  • D. Scott Neal's portfolio value fell 26% quarter-over-quarter to $133M.

Based on D. Scott Neal's 13F filing for Q2 2023, filed 17 Jul 2023.