DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Est. Return 32.5%
This Quarter Est. Return
1 Year Est. Return
+32.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$133M
AUM Growth
-$46M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
71
New
Increased
Reduced
Closed

Top Buys

1
+$9.07M
2
+$8.96M
3
+$566K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$560K
5
GLD icon
SPDR Gold Trust
GLD
+$447K

Top Sells

1
+$50.8M
2
+$3.65M
3
+$825K
4
MDYV icon
SPDR S&P 400 Mid Cap Value ETF
MDYV
+$698K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$634K

Sector Composition

1 Technology 16.26%
2 Financials 9.95%
3 Healthcare 7.66%
4 Energy 6.56%
5 Materials 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$302K 0.23%
2,667
52
$283K 0.21%
7,928
53
$268K 0.2%
2,240
54
$267K 0.2%
1,285
55
$263K 0.2%
3,256
56
$262K 0.2%
2,270
-27
57
$259K 0.19%
+3,554
58
$258K 0.19%
7,029
-74
59
$257K 0.19%
+579
60
$249K 0.19%
2,060
61
$232K 0.17%
4,386
-960,804
62
$213K 0.16%
29,000
-4,000
63
$205K 0.15%
+2,618
64
– –
-144,687
65
– –
-7,478
66
– –
-8,564
67
– –
-16,994
68
– –
-13,270
69
– –
-13,145
70
– –
-1,565
71
– –
-3,104
1 2
3