We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+5.11%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$180M
AUM Growth
-$2.02M
Cap. Flow
-$7.68M
Cap. Flow %
-4.26%
Top 10 Hldgs %
81.29%
Holding
57
New
2
Increased
7
Reduced
15
Closed
3

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.26M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.46M
3
TSLA icon
Tesla
TSLA
+$518K
4
IAU icon
iShares Gold Trust
IAU
+$209K
5
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$38.1K

Top Sells

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$6.49M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.32M
3
AJG icon
Arthur J. Gallagher & Co
AJG
+$714K
4
UNM icon
Unum
UNM
+$709K
5
FLEX icon
Flex
FLEX
+$664K

Sector Composition

Rank Sector Weight
1 Financials 26.9%
2 Technology 13.27%
3 Real Estate 5.63%
4 Industrials 1.66%
5 Consumer Discretionary 1.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
26
IBM
IBM
$215B
$610K 0.34%
2,452
-9
-0.4% -$2.2K
LOW icon
27
Lowe's Companies
LOW
$121B
$606K 0.34%
2,600
– –
PG icon
28
Procter & Gamble
PG
$352B
$557K 0.31%
3,269
– –
JNJ icon
29
Johnson & Johnson
JNJ
$644B
$514K 0.29%
3,100
– –
AMZN icon
30
Amazon
AMZN
$2.49T
$482K 0.27%
2,535
– –
VOO icon
31
Vanguard S&P 500 ETF
VOO
$971B
$471K 0.26%
917
– –
RF icon
32
Regions Financial
RF
$26.5B
$466K 0.26%
21,434
– –
MO icon
33
Altria Group
MO
$125B
$420K 0.23%
7,000
– –
MDY icon
34
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$416K 0.23%
780
– –
TSLA icon
35
Tesla
TSLA
$1.21T
$402K 0.22%
+1,553
New +$518K
ABT icon
36
Abbott
ABT
$187B
$385K 0.21%
2,900
– –
IWM icon
37
iShares Russell 2000 ETF
IWM
$80.3B
$371K 0.21%
1,860
– –
ESGU icon
38
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$368K 0.2%
3,017
-70
-2% -$9.02K
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.1T
$343K 0.19%
2,220
-50
-2% -$9.07K
XOM icon
40
ExxonMobil
XOM
$635B
$314K 0.17%
2,639
+5
+0.2% +$553
GOOG icon
41
Alphabet (Google) Class C
GOOG
$4.09T
$312K 0.17%
2,000
-1,778
-47% -$326K
GSK icon
42
GSK
GSK
$108B
$307K 0.17%
7,928
– –
IWR icon
43
iShares Russell Mid-Cap ETF
IWR
$56.4B
$303K 0.17%
3,560
– –
NKE icon
44
Nike
NKE
$63.8B
$292K 0.16%
4,600
– –
SPY icon
45
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$277K 0.15%
496
+10
+2% +$5.88K
ESGD icon
46
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
$277K 0.15%
3,393
– –
HON icon
47
Honeywell
HON
$78.4B
$272K 0.15%
1,363
– –
WM icon
48
Waste Management
WM
$96.4B
$235K 0.13%
1,017
– –
NVO
49
Novo Nordisk
NVO
$226B
$226K 0.13%
3,250
– –
ESBA icon
50
Empire State Realty Series ES
ESBA
$1.58B
$225K 0.12%
29,000
– –
1
2
3

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2025 Portfolio in Review

As of Q1 2025, D. Scott Neal held 57 positions worth $180M, down 1.1% from $182M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal withdrew a net $7.68M in Q1 2025, closing 3 positions and reducing 15 holdings. Its most notable exit was State Street SPDR S&P Regional Banking ETF, an estimated $6.49M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 24% a quarter earlier, followed by Technology and Real Estate.

Against the trend, D. Scott Neal opened a new position in State Street Utilities Select Sector SPDR ETF worth $2.28M.

  • D. Scott Neal's largest Q1 2025 buy was State Street Utilities Select Sector SPDR ETF: 57,866 shares worth $2.28M.
  • D. Scott Neal added most to State Street Communication Services Select Sector SPDR ETF in Q1 2025, an estimated $1.46M increase.
  • D. Scott Neal's biggest Q1 2025 reduction was Invesco QQQ Trust, cutting an estimated $1.32M.
  • D. Scott Neal fully exited State Street SPDR S&P Regional Banking ETF in Q1 2025, selling an estimated $6.49M.
  • D. Scott Neal's ten largest holdings make up 81% of its $180M portfolio in Q1 2025.
  • D. Scott Neal opened 2 new positions and closed 3 in Q1 2025.
  • D. Scott Neal's portfolio value fell 1.1% quarter-over-quarter to $180M.

Based on D. Scott Neal's 13F filing for Q1 2025, filed 11 Apr 2025.