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D. Scott Neal Portfolio holdings
AUM
$216M
1-Year Est. Return
33.28%
This Fund
S&P 500
This Quarter
Est. Return
+0.55%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$194M
AUM Growth
+$10.1M
(+5.5%)
Cap. Flow
+$9.23M
Cap. Flow
% of AUM
4.75%
Top 10 Holdings %
Top 10 Hldgs %
85.74%
Holding
37
New
6
Increased
10
Reduced
10
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$8.95M |
| 2 |
Vanguard Small-Cap Growth ETF
VBK
|
+$5.9M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$3.91M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$3.4M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$1.65M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$7.87M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.48M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$1.86M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$706K |
| 5 |
ProShares UltraShort S&P500
SDS
|
+$238K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 0.7% |
| 2 | Industrials | 0.58% |
| 3 | Technology | 0.29% |
| 4 | Financials | 0.22% |
| 5 | Healthcare | 0.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Pfizer
PFE
$140B
| $393K | 0.2% |
11,537
+130
| +1% | +$4.73K |
|
27
Procter & Gamble
PG
$343B
| $338K | 0.17% |
2,720
+24
| +0.9% | +$2.84K |
|
28
IBM
IBM
$202B
| $315K | 0.16% |
2,267
| – | – |
|
29
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
| $312K | 0.16% |
+8,830
| New | +$310K |
|
30
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $297K | 0.15% |
7,690
| – | – |
|
31
Microsoft
MSFT
$2.84T
| $244K | 0.13% |
1,755
+31
| +2% | +$4.26K |
|
32
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $223K | 0.11% |
1,979
| – | – |
|
33
W.P. Carey
WPC
$17.1B
| $221K | 0.11% |
2,523
| – | – |
|
34
Lowe's Companies
LOW
$116B
| $213K | 0.11% |
+1,938
| New | +$205K |
|
35
GE Aerospace
GE
$367B
| $117K | 0.06% |
2,632
| – | – |
|
36
iShares Select Dividend ETF
DVY
$24B
| – | – |
-2,055
| Closed | -$205K |
|
|
37
ProShares UltraShort S&P500
SDS
$406M
| – | – |
-310
| Closed | -$238K |
|
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D. Scott Neal's Q3 2019 Portfolio in Review
As of Q3 2019, D. Scott Neal held 37 positions worth $194M, up 5.5% from $184M the previous quarter. Its ten largest holdings account for 86% of the portfolio.
D. Scott Neal deployed $9.23M of net new capital in Q3 2019, opening 6 new positions and adding to 10 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 30,094 shares worth $8.98M.
By sector, the portfolio is most concentrated in Communication Services at 0.7% of assets, up from 0.66% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $7.87M trimmed.
- D. Scott Neal's largest Q3 2019 buy was iShares Core S&P 500 ETF: 30,094 shares worth $8.98M.
- D. Scott Neal added most to Invesco QQQ Trust in Q3 2019, an estimated $3.4M increase.
- D. Scott Neal's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $7.87M.
- D. Scott Neal fully exited ProShares UltraShort S&P500 in Q3 2019, selling an estimated $238K.
- D. Scott Neal's ten largest holdings make up 86% of its $194M portfolio in Q3 2019.
- D. Scott Neal opened 6 new positions and closed 2 in Q3 2019.
- D. Scott Neal's portfolio value rose 5.5% quarter-over-quarter to $194M.
Based on D. Scott Neal's 13F filing for Q3 2019, filed 16 Oct 2019.