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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$198M
AUM Growth
+$19M
Cap. Flow
+$13.8M
Cap. Flow %
6.97%
Top 10 Hldgs %
89.47%
Holding
69
New
5
Increased
6
Reduced
15
Closed
35

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$15.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$13.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$12.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$9.26M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.44M

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$8.14M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.41M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.99M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M

Sector Composition

Rank Sector Weight
1 Industrials 0.76%
2 Communication Services 0.61%
3 Healthcare 0.25%
4 Technology 0.17%
5 Financials 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
26
iShares Core S&P Mid-Cap ETF
IJH
$122B
$319K 0.16%
7,925
+50
+0.6% +$2.01K
SPYM
27
State Street SPDR Portfolio S&P 500 ETF
SPYM
$162B
$303K 0.15%
+8,896
New +$297K
SPMD icon
28
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$302K 0.15%
8,349
– –
GE icon
29
GE Aerospace
GE
$374B
$268K 0.14%
4,956
-104
-2% -$6.41K
SDS icon
30
ProShares UltraShort S&P500
SDS
$418M
$257K 0.13%
310
-106
-25% -$92.2K
PG icon
31
Procter & Gamble
PG
$336B
$224K 0.11%
2,696
– –
DVY icon
32
iShares Select Dividend ETF
DVY
$23.5B
$220K 0.11%
2,206
-115
-5% -$11.5K
USRT icon
33
iShares Core US REIT ETF
USRT
$4.66B
$219K 0.11%
4,522
– –
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$211K 0.11%
5,140
-323,641
-98% -$13.6M
ABBV icon
35
AbbVie
ABBV
$443B
– –
-1,264
Closed -$117K
AMN icon
36
AMN Healthcare
AMN
$1.3B
– –
-1,000
Closed -$59K
ANET icon
37
Arista Networks
ANET
$227B
– –
-18,048
Closed -$290K
BCX icon
38
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
– –
-1,134
Closed -$11K
BSX icon
39
Boston Scientific
BSX
$69.5B
– –
-1,200
Closed -$39K
CL icon
40
Colgate-Palmolive
CL
$73.1B
– –
-1,360
Closed -$88K
CSCO icon
41
Cisco
CSCO
$457B
– –
-4,371
Closed -$188K
CVX icon
42
Chevron
CVX
$392B
– –
-1,449
Closed -$183K
DD icon
43
DuPont de Nemours
DD
$18.5B
– –
-911
Closed -$152K
ED icon
44
Consolidated Edison
ED
$40.1B
– –
-1,000
Closed -$78K
FMBH icon
45
First Mid Bancshares
FMBH
$1.39B
– –
-1,000
Closed -$39K
GSY icon
46
Invesco Ultra Short Duration ETF
GSY
$3.86B
– –
-3,300
Closed -$166K
ICE icon
47
Intercontinental Exchange
ICE
$85.6B
– –
-1,000
Closed -$74K
INTC icon
48
Intel
INTC
$455B
– –
-3,075
Closed -$153K
JNJ icon
49
Johnson & Johnson
JNJ
$618B
– –
-1,111
Closed -$135K
KO icon
50
Coca-Cola
KO
$377B
– –
-3,344
Closed -$147K
1
2
3

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D. Scott Neal's Q3 2018 Portfolio in Review

As of Q3 2018, D. Scott Neal held 69 positions worth $198M, up 11% from $179M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

D. Scott Neal deployed $13.8M of net new capital in Q3 2018, opening 5 new positions and adding to 6 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 165,801 shares worth $13.8M.

By sector, the portfolio is most concentrated in Industrials at 0.76% of assets, down from 0.84% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $13.6M trimmed.

  • D. Scott Neal's largest Q3 2018 buy was iShares 1-3 Year Treasury Bond ETF: 165,801 shares worth $13.8M.
  • D. Scott Neal added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2018, an estimated $15.3M increase.
  • D. Scott Neal's biggest Q3 2018 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $13.6M.
  • D. Scott Neal fully exited iShares MSCI USA Momentum Factor ETF in Q3 2018, selling an estimated $4.99M.
  • D. Scott Neal's ten largest holdings make up 89% of its $198M portfolio in Q3 2018.
  • D. Scott Neal opened 5 new positions and closed 35 in Q3 2018.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $198M.

Based on D. Scott Neal's 13F filing for Q3 2018, filed 13 Nov 2018.