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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.52%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$7.79M
Cap. Flow
+$3.89M
Cap. Flow %
3.07%
Top 10 Hldgs %
84.98%
Holding
41
New
–
Increased
17
Reduced
10
Closed
7

Top Buys

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$18.8M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$7.14M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.53M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$932K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.2M
2
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$8.21M
3
ILF icon
iShares Latin America 40 ETF
ILF
+$5.89M
4
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$5.3M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.72M

Sector Composition

Rank Sector Weight
1 Healthcare 1.16%
2 Industrials 0.74%
3 Energy 0.72%
4 Technology 0.26%
5 Financials 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRX
26
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$442K 0.35%
10,000
– –
JNJ icon
27
Johnson & Johnson
JNJ
$609B
$433K 0.34%
4,138
– –
IBM icon
28
IBM
IBM
$200B
$331K 0.26%
1,910
-67
-3% -$12.1K
FLOT icon
29
iShares Floating Rate Bond ETF
FLOT
$10B
$319K 0.25%
6,285
-7,495
-54% -$380K
ALXN
30
DELISTED
Alexion Pharmaceuticals
ALXN
$313K 0.25%
2,000
– –
USB icon
31
US Bancorp
USB
$98.4B
$285K 0.22%
6,574
+37
+0.6% +$1.54K
GE icon
32
GE Aerospace
GE
$364B
$241K 0.19%
1,914
– –
PG icon
33
Procter & Gamble
PG
$349B
$231K 0.18%
2,944
– –
UWM icon
34
ProShares Ultra Russell2000
UWM
$277M
$211K 0.17%
9,460
-940
-9% -$19.2K
BSV icon
35
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-9,110
Closed -$730K
IGSB icon
36
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
– –
-212,686
Closed -$11.2M
ILF icon
37
iShares Latin America 40 ETF
ILF
$3.71B
– –
-161,000
Closed -$5.89M
STPZ icon
38
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$515M
– –
-155,065
Closed -$8.21M
TLT icon
39
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-15,750
Closed -$1.72M
VXX
40
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-7,863
Closed -$5.3M
1
2

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MS
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ICM
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FFAM
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NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2014 Portfolio in Review

As of Q2 2014, D. Scott Neal held 41 positions worth $127M, up 6.6% from $119M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

D. Scott Neal deployed $3.89M of net new capital in Q2 2014, adding to 17 existing holdings.

By sector, the portfolio is most concentrated in Healthcare at 1.2% of assets, down from 1.2% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was State Street SPDR S&P Regional Banking ETF, an estimated $1.7M trimmed.

  • D. Scott Neal added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q2 2014, an estimated $18.8M increase.
  • D. Scott Neal's biggest Q2 2014 reduction was State Street SPDR S&P Regional Banking ETF, cutting an estimated $1.7M.
  • D. Scott Neal fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q2 2014, selling an estimated $11.2M.
  • D. Scott Neal's ten largest holdings make up 85% of its $127M portfolio in Q2 2014.
  • D. Scott Neal opened 0 new positions and closed 7 in Q2 2014.
  • D. Scott Neal's portfolio value rose 6.6% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q2 2014, filed 8 Jul 2014.