DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Est. Return 32.5%
This Quarter Est. Return
1 Year Est. Return
+32.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$127M
AUM Growth
+$7.79M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
41
New
Increased
Reduced
Closed

Top Buys

1
+$18.9M
2
+$10.5M
3
+$7.44M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.55M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$980K

Top Sells

1
+$11.2M
2
+$8.21M
3
+$5.89M
4
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$5.3M
5
KRE icon
SPDR S&P Regional Banking ETF
KRE
+$1.74M

Sector Composition

1 Healthcare 1.16%
2 Industrials 0.74%
3 Energy 0.72%
4 Technology 0.26%
5 Financials 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$442K 0.35%
10,000
27
$433K 0.34%
4,138
28
$331K 0.26%
1,910
-67
29
$319K 0.25%
6,285
-7,495
30
$313K 0.25%
2,000
31
$285K 0.22%
6,574
+37
32
$241K 0.19%
1,914
33
$231K 0.18%
2,944
34
$211K 0.17%
9,460
-940
35
– –
-9,110
36
– –
-212,686
37
– –
-161,000
38
– –
-155,065
39
– –
-15,750
40
– –
-7,863
1
2