DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+3.52%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$127M
AUM Growth
+$127M
Cap. Flow
+$4.45M
Cap. Flow %
3.51%
Top 10 Hldgs %
84.98%
Holding
41
New
–
Increased
17
Reduced
10
Closed
7

Top Buys

1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$10.5M
3
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$7.44M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.55M
5
QQQ icon
Invesco QQQ Trust
QQQ
$980K

Top Sells

1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$11.2M
2
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$8.21M
3
ILF icon
iShares Latin America 40 ETF
ILF
$5.89M
4
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$5.3M
5
KRE icon
SPDR S&P Regional Banking ETF
KRE
$1.74M

Sector Composition

1 Healthcare 1.16%
2 Industrials 0.74%
3 Energy 0.72%
4 Technology 0.26%
5 Financials 0.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CTRX
26
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$442K 0.35%
10,000
– –
JNJ icon
27
Johnson & Johnson
JNJ
$429B
$433K 0.34%
4,138
– –
IBM icon
28
IBM
IBM
$227B
$331K 0.26%
1,910
-67
-3% -$11.6K
FLOT icon
29
iShares Floating Rate Bond ETF
FLOT
$9.12B
$319K 0.25%
6,285
-7,495
-54% -$380K
ALXN
30
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$313K 0.25%
2,000
– –
USB icon
31
US Bancorp
USB
$75.5B
$285K 0.22%
6,574
+37
+0.6% +$1.6K
GE icon
32
GE Aerospace
GE
$293B
$241K 0.19%
1,914
– –
PG icon
33
Procter & Gamble
PG
$370B
$231K 0.18%
2,944
– –
UWM icon
34
ProShares Ultra Russell2000
UWM
$356M
$211K 0.17%
9,460
-940
-9% -$21K
BSV icon
35
Vanguard Short-Term Bond ETF
BSV
$38.3B
– –
-9,110
Closed -$730K
IGSB icon
36
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
– –
-212,686
Closed -$11.2M
ILF icon
37
iShares Latin America 40 ETF
ILF
$1.75B
– –
-161,000
Closed -$5.89M
STPZ icon
38
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$437M
– –
-155,065
Closed -$8.21M
TLT icon
39
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
– –
-15,750
Closed -$1.72M
VXX
40
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-7,863
Closed -$5.3M
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