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TRI-Continental Corp

114 hedge funds and large institutions have $168M invested in TRI-Continental Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.28% less ownership

Funds ownership: 12.89%12.61% (-0.28%)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

6% less funds holding

Funds holding: 121114 (-7)

6% less capital invested

Capital invested by funds: $179M → $168M (-$10.5M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

40% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 15

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
9
Increased
31
Reduced
33
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NL
101
NVWM LLC
Pennsylvania
$14K
AA
102
Addison Advisors
Vermont
$12K
CFO
103
CVA Family Office
Colorado
$12K
SWM
104
Sugarloaf Wealth Management
Georgia
$11K
TCOV
105
Trust Company of Vermont
Vermont
$8K
APA
106
American Portfolios Advisors
New York
$7.68K +$55 +2 +0.7%
HI
107
Harbour Investments
Wisconsin
$7K
GI
108
Gradient Investments
Minnesota
$6K +$6.28K +227 New
SIC
109
SJS Investment Consulting
Ohio
$6K +$6.39K +231 New
BlackRock
110
BlackRock
New York
$4K +$4.67K +169 New
SIS
111
Sound Income Strategies
Florida
$2K
Carson Wealth (CWM LLC)
112
Carson Wealth (CWM LLC)
Nebraska
$1K -$5.89K -213 -83%
CFFP
113
Center for Financial Planning
Michigan
$1K
EWA
114
EverSource Wealth Advisors
Alabama
$1K +$1.05K +38 New
SFS
115
Shaker Financial Services
Virginia
-$6.46M -246,752 Closed
CA
116
Cornerstone Advisors
North Carolina
-$796K -30,416 Closed
MFG
117
Merit Financial Group
Georgia
-$451K -17,248 Closed
HIG
118
Heritage Investment Group
Florida
-$450K -17,211 Closed
AA
119
AQR Arbitrage
Connecticut
-$353K -13,497 Closed
Citadel Advisors
120
Citadel Advisors
Florida
-$295K -11,269 Closed
SKK
121
Shepherd Kaplan Krochuk
Massachusetts
-$272K -10,380 Closed
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
-$294 -9,626 Closed
QCIG
123
Quad-Cities Investment Group
Iowa
-$238K -9,093 Closed
NFG
124
Nations Financial Group
Iowa
-$202K -7,709 Closed
WAM
125
Wolverine Asset Management
Illinois
-$157K -6,029 Closed

TY Hedge Fund Activity: Q3 2022 in Review

114 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2022, worth a combined $168M — down 5.9% from $179M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of TY and 9 opened new positions — a net loss of 6 holders — while 33 trimmed existing stakes and 31 added.

The largest buyer was Allspring Global Investments, adding an estimated $5.26M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $6.46M sold.

  • 114 institutional investors held TRI-Continental Corp (TY) as of Q3 2022, down from 121 in Q2 2022.
  • Funds reported $168M of TRI-Continental Corp stock for Q3 2022, down 5.9% quarter-over-quarter.
  • 9 funds opened new TRI-Continental Corp positions in Q3 2022 and 15 closed out, a net change of -6 holders.
  • The largest TRI-Continental Corp buyer in Q3 2022 was Allspring Global Investments, an estimated $5.26M added.
  • The largest TRI-Continental Corp seller in Q3 2022 was Shaker Financial Services, an estimated $6.46M sold.

Based on aggregated 13F filings for Q3 2022.