Shepherd Kaplan Krochuk’s TRI-Continental Corp TY Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-10,380	Closed	-$272K	–	189
2022 Q2	$272K	Hold	10,380	–	–	0.12%	134
2022 Q1	$320K	Hold	10,380	–	–	0.12%	130
2021 Q4	$345K	Hold	10,380	–	–	0.12%	123
2021 Q3	$346K	Hold	10,380	–	–	0.13%	119
2021 Q2	$354K	Hold	10,380	–	–	0.13%	116
2021 Q1	$337K	Hold	10,380	–	–	0.13%	113
2020 Q4	$306K	Hold	10,380	–	–	0.11%	130
2020 Q3	$269K	Hold	10,380	–	–	0.11%	131
2020 Q2	$256K	Buy	+10,380	New	+$245K	0.11%	134

Other funds holding TY

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BFS

Bard Financial Services Branford, Connecticut $911M AUM 19.14% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Shepherd Kaplan Krochuk's TY Position: Q3 2022 in Review

Shepherd Kaplan Krochuk sold out of TRI-Continental Corp (TY) in Q3 2022, closing a stake of 10,380 shares — an estimated $272K sold.

Shepherd Kaplan Krochuk first reported a position in TY in Q2 2020 and held it in 9 quarters. The position peaked at $354K in Q2 2021. 114 funds tracked by Wall St. Rank hold TY as of Q3 2022.

Shepherd Kaplan Krochuk reported no remaining TRI-Continental Corp position as of Q3 2022 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 10,380 TRI-Continental Corp shares in Q3 2022, an estimated $272K.
Shepherd Kaplan Krochuk first reported a position in TRI-Continental Corp in Q2 2020 and held it in 9 quarters.
Shepherd Kaplan Krochuk's TRI-Continental Corp position peaked at $354K in Q2 2021.
114 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q3 2022.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2022, filed 9 Nov 2022.