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TRI-Continental Corp

113 hedge funds and large institutions have $230M invested in TRI-Continental Corp in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 46 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 18

1% more capital invested

Capital invested by funds: $227M → $230M (+$2.89M)

0.44% more ownership

Funds ownership: 12.82%13.25% (+0.44%)

5% less funds holding

Funds holding: 119113 (-6)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

45% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 11

Holders
113
Holders Change
-6
Holders Change %
-5.04%
% of All Funds
1.98%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
6
Increased
46
Reduced
18
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JHP
76
James Hambro & Partners
United Kingdom
$213K
SBH
77
Segall Bryant & Hamill
Illinois
$207K
NFG
78
Nations Financial Group
Iowa
$207K +$1.85K +54 +0.9%
SAM
79
Strategy Asset Managers
California
$206K +$211K +6,171 New
BHIC
80
Bassett Hargrove Investment Counsel
Delaware
$205K
BAM
81
Barrett Asset Management
New York
$202K
PA
82
Pinnacle Associates
New York
$200K
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$143K -$65.6K -1,916 -31%
TJHA
84
Thomas J. Herzfeld Advisors
Florida
$136K +$308 +9 +0.2%
SWM
85
Spire Wealth Management
Virginia
$116K
NFG
86
Next Financial Group
Texas
$106K +$9.89K +289 +10%
Northwestern Mutual Wealth Management
87
Northwestern Mutual Wealth Management
Wisconsin
$97K -$90.4K -2,641 -48%
AWM
88
Accel Wealth Management
Iowa
$91K +$93K +2,716 New
US Bancorp
89
US Bancorp
Minnesota
$90K -$34 -1 -0%
Fifth Third Bancorp
90
Fifth Third Bancorp
Ohio
$74K
ME
91
McIlrath & Eck
Washington
$57K -$58.3K -1,703 -50%
SIC
92
Salem Investment Counselors
North Carolina
$49K
GWM
93
Geneos Wealth Management
Colorado
$41K
WQ
94
Wealth Quarterback
New Jersey
$38K
NL
95
NVWM LLC
Pennsylvania
$37K
MAM
96
McCarthy Asset Management
California
$30K +$240 +7 +0.8%
MRCM
97
M&R Capital Management
New Jersey
$25K
HR
98
Howe & Rusling
New York
$23K
GWSG
99
GPS Wealth Strategies Group
Colorado
$19K
AA
100
Addison Advisors
Vermont
$16K