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TRI-Continental Corp
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Overview Fund Activity

97 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 24 closing their positions.

Holders
97
Holders Change
-9
Holders Change %
-8.49%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
18
Increased
42
Reduced
18
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.23M
2
DBT
2
Dubuque Bank & Trust
Iowa
$6.61M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.18M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.63M
5
PPA
5
Parametric Portfolio Associates
Washington
$1.37M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$4.62M
2
SFS
2
Shaker Financial Services
Virginia
$1.69M
3
NMC
3
Nine Masts Capital
Hong Kong
$0
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$0
5
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$1.76M
Name Market Value Shares Shares
Change 		Shares
Change %
GWM
76
Geneos Wealth Management
Colorado
$43K 1,875 +59 +3%
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$40K 1,700 – –
Northwestern Mutual Wealth Management
78
Northwestern Mutual Wealth Management
Wisconsin
$36K 1,542 +46 +3%
HI
79
Hudock Inc
Pennsylvania
$35K 1,507 +45 +3%
WAP
80
Wealthcare Advisory Partners
Pennsylvania
$31K 1,299 +39 +3%
RE
81
RBC Europe
United Kingdom
$29.4K 1,250 – –
NL
82
NVWM LLC
Pennsylvania
$25K 1,042 +1,042 New
RFM
83
Royal Fund Management
Florida
$24K 1,030 +1,030 New
WAM
84
Wealthspire Advisors (Maryland)
Maryland
$22K 950 – –
CAW
85
Cornerstone Advisors (Washington)
Washington
$19K 823 – –
NC
86
NewSquare Capital
Pennsylvania
$19K 800 +800 New
MRCM
87
M&R Capital Management
New Jersey
$17K 738 +21 +3%
HR
88
Howe & Rusling
New York
– – – –
ACS
89
Archford Capital Strategies
Illinois
$12K 519 +15 +3%
VFA
90
Valeo Financial Advisors
Indiana
$9K 369 – –
ASN
91
Advisory Services Network
Georgia
$8K 325 +13 +4%
LFA
92
Legacy Financial Advisors
Kentucky
$7K 308 – –
1NWS
93
1 North Wealth Services
Maryland
$5K 219 +219 New
AOWM
94
Alpha Omega Wealth Management
Virginia
$4K 175 – –
BWM
95
Baystate Wealth Management
Massachusetts
$4K 167 +6 +4%
SIS
96
Sound Income Strategies
Florida
$2K 85 – –
FHB
97
First Hawaiian Bank
Hawaii
$2K 100 – –
NMC
98
Nine Masts Capital
Hong Kong
– – -88,200 Closed
Baird Financial Group
99
Baird Financial Group
Wisconsin
– – -56,567 Closed
BC
100
Brinker Capital
Pennsylvania
– – -28,875 Closed
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4
5