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TRI-Continental Corp

97 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 18

0.98% less ownership

Funds ownership: 12.32%11.33% (-0.98%)

8% less funds holding

Funds holding: 10697 (-9)

22% less capital invested

Capital invested by funds: $187M → $146M (-$40.7M)

25% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 24

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
97
Holders Change
-9
Holders Change %
-8.49%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
18
Increased
42
Reduced
18
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
76
Geneos Wealth Management
Colorado
$43K +$1.52K +59 +3%
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$40K
Northwestern Mutual Wealth Management
78
Northwestern Mutual Wealth Management
Wisconsin
$36K +$1.18K +46 +3%
HI
79
Hudock Inc
Pennsylvania
$35K +$1.16K +45 +3%
WAP
80
Wealthcare Advisory Partners
Pennsylvania
$31K +$1K +39 +3%
RE
81
RBC Europe
United Kingdom
$29.4K
NL
82
NVWM LLC
Pennsylvania
$25K +$26.8K +1,042 New
RFM
83
Royal Fund Management
Florida
$24K +$26.5K +1,030 New
WAM
84
Wealthspire Advisors (Maryland)
Maryland
$22K
CAW
85
Cornerstone Advisors (Washington)
Washington
$19K
NC
86
NewSquare Capital
Pennsylvania
$19K +$20.6K +800 New
MRCM
87
M&R Capital Management
New Jersey
$17K +$541 +21 +3%
HR
88
Howe & Rusling
New York
$16K
ACS
89
Archford Capital Strategies
Illinois
$12K +$386 +15 +3%
VFA
90
Valeo Financial Advisors
Indiana
$9K
ASN
91
Advisory Services Network
Georgia
$8K +$335 +13 +4%
LFA
92
Legacy Financial Advisors
Kentucky
$7K
1NWS
93
1 North Wealth Services
Maryland
$5K +$5.64K +219 New
AOWM
94
Alpha Omega Wealth Management
Virginia
$4K
BWM
95
Baystate Wealth Management
Massachusetts
$4K +$154 +6 +4%
FHB
96
First Hawaiian Bank
Hawaii
$2K
SIS
97
Sound Income Strategies
Florida
$2K
NMC
98
Nine Masts Capital
Hong Kong
-$2.38M -88,200 Closed
Baird Financial Group
99
Baird Financial Group
Wisconsin
-$1.58M -56,567 Closed
BC
100
Brinker Capital
Pennsylvania
-$805K -28,875 Closed