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TRI-Continental Corp

106 hedge funds and large institutions have $187M invested in TRI-Continental Corp in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

9% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 11

1% more funds holding

Funds holding: 105106 (+1)

1% more capital invested

Capital invested by funds: $185M → $187M (+$1.3M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.45% less ownership

Funds ownership: 12.77%12.32% (-0.45%)

Holders
106
Holders Change
+1
Holders Change %
+0.95%
% of All Funds
2.42%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
33
Reduced
28
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PG
76
Patten Group
Tennessee
$59K
GWM
77
Geneos Wealth Management
Colorado
$50K +$192 +7 +0.4%
Bank of Montreal
78
Bank of Montreal
Ontario, Canada
$48K -$316K -11,506 -87%
SSB
79
Sandy Spring Bank
Maryland
$45K
Northwestern Mutual Wealth Management
80
Northwestern Mutual Wealth Management
Wisconsin
$42K -$1.57K -57 -4%
SIC
81
Salem Investment Counselors
North Carolina
$41K
HI
82
Hudock Inc
Pennsylvania
$40K -$2.75K -100 -6%
OC
83
Oakworth Capital
Alabama
$35K
WAP
84
Wealthcare Advisory Partners
Pennsylvania
$35K
RE
85
RBC Europe
United Kingdom
$34.8K
SWP
86
Stratos Wealth Partners
Ohio
$27K +$26.3K +958 New
WAM
87
Wealthspire Advisors (Maryland)
Maryland
$26K
HR
88
Howe & Rusling
New York
$25K
CAW
89
Cornerstone Advisors (Washington)
Washington
$23K
TDC
90
Thompson Davis & Co
Virginia
$21K
SPIA
91
Steward Partners Investment Advisory
New York
$21K +$192 +7 +0.9%
MRCM
92
M&R Capital Management
New Jersey
$19K
ACS
93
Archford Capital Strategies
Illinois
$14K
OBWP
94
O'Brien Wealth Partners
Massachusetts
$13K +$13.2K +480 New
VFA
95
Valeo Financial Advisors
Indiana
$10K
ASN
96
Advisory Services Network
Georgia
$9K +$82 +3 +1%
LFA
97
Legacy Financial Advisors
Kentucky
$8K
SWM
98
Selective Wealth Management
Virginia
$8K +$7.56K +275 New
FPFS
99
First Personal Financial Services
North Carolina
$7K +$6.46K +235 New
AOWM
100
Alpha Omega Wealth Management
Virginia
$5K