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TRI-Continental Corp

114 hedge funds and large institutions have $168M invested in TRI-Continental Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.28% less ownership

Funds ownership: 12.89%12.61% (-0.28%)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

6% less funds holding

Funds holding: 121114 (-7)

6% less capital invested

Capital invested by funds: $179M → $168M (-$10.5M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

40% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 15

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
9
Increased
31
Reduced
33
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
51
Private Advisor Group
New Jersey
$324K +$359 +13 +0.1%
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$314K +$1.02K +37 +0.3%
TWP
53
Tower Wealth Partners
Pennsylvania
$312K +$3.12K +113 +1%
OC
54
Oppenheimer & Co
New York
$296K -$13.8K -500 -4%
KA
55
Kovack Advisors
Florida
$296K -$3.46K -125 -1%
MCA
56
MSH Capital Advisors
Arizona
$293K
JMPWA
57
JP Morgan Private Wealth Advisors
California
$274K
AIFAIM
58
American Institute for Advanced Investment Management
Arizona
$265K
QC
59
Quantedge Capital
Singapore
$250K -$559K -20,200 -67%
Northern Trust
60
Northern Trust
Illinois
$250K
FF
61
FourThought Financial
Florida
$246K -$32.7K -1,182 -11%
RJT
62
Raymond James Trust
Florida
$244K
SFI
63
Susquehanna Fundamental Investments
Pennsylvania
$242K +$261K +9,455 New
FIA
64
Foundations Investment Advisors
Arizona
$238K +$258K +9,330 New
FWCM
65
Ferguson Wellman Capital Management
Oregon
$237K
LWAC
66
Laurel Wealth Advisors (California)
California
$235K -$106K -3,833 -29%
Lido Advisors
67
Lido Advisors
California
$235K -$20.5K -742 -7%
NL
68
NWAM LLC
Washington
$233K
9WM
69
9258 Wealth Management
Ohio
$232K -$47.8K -1,729 -16%
GG
70
Gofen & Glossberg
Illinois
$226K
CAM
71
Cozad Asset Management
Illinois
$225K +$244K +8,807 New
WB
72
WesBanco Bank
West Virginia
$216K
DC
73
Davenport & Co
Virginia
$210K
Mariner
74
Mariner
Kansas
$207K +$223K +8,083 New
AF
75
Allworth Financial
California
$191K +$1.63K +59 +0.8%

TY Hedge Fund Activity: Q3 2022 in Review

114 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2022, worth a combined $168M — down 5.9% from $179M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of TY and 9 opened new positions — a net loss of 6 holders — while 33 trimmed existing stakes and 31 added.

The largest buyer was Allspring Global Investments, adding an estimated $5.26M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $6.46M sold.

  • 114 institutional investors held TRI-Continental Corp (TY) as of Q3 2022, down from 121 in Q2 2022.
  • Funds reported $168M of TRI-Continental Corp stock for Q3 2022, down 5.9% quarter-over-quarter.
  • 9 funds opened new TRI-Continental Corp positions in Q3 2022 and 15 closed out, a net change of -6 holders.
  • The largest TRI-Continental Corp buyer in Q3 2022 was Allspring Global Investments, an estimated $5.26M added.
  • The largest TRI-Continental Corp seller in Q3 2022 was Shaker Financial Services, an estimated $6.46M sold.

Based on aggregated 13F filings for Q3 2022.