NWAM LLC’s TRI-Continental Corp TY Stock Holding History

NWAM LLC’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-5,991	Closed	-$204K	–	674
2025 Q3	$204K	Buy	+5,991	New	+$198K	0.01%	612
2023 Q3	–	Sell	-9,106	Closed	-$250K	–	548
2023 Q2	$250K	Buy	+9,106	New	+$242K	0.02%	459
2023 Q1	–	Sell	-9,106	Closed	-$233K	–	550
2022 Q4	$233K	Hold	9,106	–	–	0.02%	461
2022 Q3	$233K	Hold	9,106	–	–	0.02%	432
2022 Q2	$238K	Sell	9,106 -1,000	-10%	-$28.7K	0.02%	455
2022 Q1	$312K	Buy	+10,106	New	+$313K	0.02%	412

Other funds holding TY

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

UMB Bank Kansas City, Missouri $7.9B AUM 29.3% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

NWAM LLC's TY Position: Q4 2025 in Review

NWAM LLC sold out of TRI-Continental Corp (TY) in Q4 2025, closing a stake of 5,991 shares — an estimated $204K sold.

NWAM LLC first reported a position in TY in Q1 2022 and held it in 6 quarters. The position peaked at $312K in Q1 2022. 151 funds tracked by Wall St. Rank hold TY as of Q4 2025.

NWAM LLC reported no remaining TRI-Continental Corp position as of Q4 2025 after selling out during the quarter.
NWAM LLC sold 5,991 TRI-Continental Corp shares in Q4 2025, an estimated $204K.
NWAM LLC first reported a position in TRI-Continental Corp in Q1 2022 and held it in 6 quarters.
NWAM LLC's TRI-Continental Corp position peaked at $312K in Q1 2022.
151 funds tracked by Wall St. Rank held TRI-Continental Corp as of Q4 2025.

Based on NWAM LLC's 13F filing for Q4 2025, filed 4 Feb 2026.