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TRI-Continental Corp

117 hedge funds and large institutions have $210M invested in TRI-Continental Corp in 2021 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 28 increasing their positions, 35 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 14

20% more capital invested

Capital invested by funds: $176M → $210M (+$34.3M)

8% more funds holding

Funds holding: 108117 (+9)

0.96% more ownership

Funds ownership: 11.18%12.14% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

20% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 35

Holders
117
Holders Change
+9
Holders Change %
+8.33%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
25
Increased
28
Reduced
35
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
51
Tandem Capital Management
New Jersey
$408K +$388K +12,566 New
JIC
52
Johnson Investment Counsel
Ohio
$402K +$93 +3 +0%
LWAC
53
Laurel Wealth Advisors (California)
California
$371K +$2.16K +70 +0.6%
AA
54
Ancora Advisors
Ohio
$353K
9WM
55
9258 Wealth Management
Ohio
$342K -$8.44K -273 -3%
SKK
56
Shepherd Kaplan Krochuk
Massachusetts
$337K
RJT
57
Raymond James Trust
Florida
$328K -$31.7K -1,027 -9%
AIFAIM
58
American Institute for Advanced Investment Management
Arizona
$323K -$27.9K -902 -8%
TWP
59
Tower Wealth Partners
Pennsylvania
$310K +$2.26K +73 +0.8%
HWAM
60
Hennion & Walsh Asset Management
New Jersey
$300K +$285K +9,237 New
FWCM
61
Ferguson Wellman Capital Management
Oregon
$300K +$286K +9,266 New
WB
62
WesBanco Bank
West Virginia
$295K +$281K +9,093 New
Walleye Trading
63
Walleye Trading
New York
$288K -$10.3K -332 -4%
GG
64
Gofen & Glossberg
Illinois
$281K
OC
65
Oppenheimer & Co
New York
$269K
PAG
66
Private Advisor Group
New Jersey
$261K +$249K +8,063 New
JMPWA
67
JP Morgan Private Wealth Advisors
California
$250K
GW
68
GW & Wade
Massachusetts
$244K
QCIG
69
Quad-Cities Investment Group
Iowa
$240K +$229K +7,410 New
IFO
70
Independent Family Office
New York
$227K
UCFA
71
United Capital Financial Advisors
Texas
$219K +$208K +6,744 New
AWM
72
Altus Wealth Management
Kentucky
$211K +$201K +6,493 New
JHP
73
James Hambro & Partners
United Kingdom
$205K +$195K +6,323 New
RWA
74
Ropes Wealth Advisors
Massachusetts
$204K
SBH
75
Segall Bryant & Hamill
Illinois
$201K +$191K +6,197 New

TY Hedge Fund Activity: Q1 2021 in Review

117 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q1 2021, worth a combined $210M — up 20% from $176M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new TY positions and 14 closed out — a net gain of 11 holders — while 28 added to existing stakes and 35 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $11.1M. The largest seller was Brown Advisory, exiting entirely with an estimated $2.54M sold.

  • 117 institutional investors held TRI-Continental Corp (TY) as of Q1 2021, up from 108 in Q4 2020.
  • Funds reported $210M of TRI-Continental Corp stock for Q1 2021, up 20% quarter-over-quarter.
  • 25 funds opened new TRI-Continental Corp positions in Q1 2021 and 14 closed out, a net change of +11 holders.
  • The largest TRI-Continental Corp buyer in Q1 2021 was Parametric Portfolio Associates, an estimated $11.1M added.
  • The largest TRI-Continental Corp seller in Q1 2021 was Brown Advisory, an estimated $2.54M sold.

Based on aggregated 13F filings for Q1 2021.