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TRI-Continental Corp

108 hedge funds and large institutions have $176M invested in TRI-Continental Corp in 2020 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

25% more capital invested

Capital invested by funds: $140M → $176M (+$35.5M)

8% more funds holding

Funds holding: 100108 (+8)

1.03% more ownership

Funds ownership: 10.15%11.18% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

Holders
108
Holders Change
+8
Holders Change %
+8%
% of All Funds
1.91%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
18
Increased
31
Reduced
33
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JIC
51
Johnson Investment Counsel
Ohio
$366K +$196 +7 +0.1%
LWAC
52
Laurel Wealth Advisors (California)
California
$335K +$5.37K +192 +2%
RJT
53
Raymond James Trust
Florida
$329K -$839 -30 -0.3%
AA
54
Ancora Advisors
Ohio
$321K -$4.22K -151 -1%
AIFAIM
55
American Institute for Advanced Investment Management
Arizona
$320K +$3.58K +128 +1%
9WM
56
9258 Wealth Management
Ohio
$319K -$8.92K -319 -3%
SKK
57
Shepherd Kaplan Krochuk
Massachusetts
$306K
GWM
58
Geneos Wealth Management
Colorado
$294K -$36.7K -1,311 -13%
TWP
59
Tower Wealth Partners
Pennsylvania
$279K +$265K +9,480 New
Walleye Trading
60
Walleye Trading
New York
$271K -$31.3K -1,120 -11%
GG
61
Gofen & Glossberg
Illinois
$255K
OC
62
Oppenheimer & Co
New York
$244K +$1.31K +47 +0.6%
EPA
63
Element Pointe Advisors
Florida
$228K
JMPWA
64
JP Morgan Private Wealth Advisors
California
$227K +$216K +7,713 New
GW
65
GW & Wade
Massachusetts
$222K -$8.84K -316 -4%
IFO
66
Independent Family Office
New York
$206K +$195K +6,987 New
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$197K +$187K +6,686 New
BAM
68
Barrett Asset Management
New York
$178K +$169K +6,028 New
RWA
69
Ropes Wealth Advisors
Massachusetts
$177K
WEC
70
Winslow Evans & Crocker
Massachusetts
$129K +$1.4K +50 +1%
TJHA
71
Thomas J. Herzfeld Advisors
Florida
$118K +$1.57K +56 +1%
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$104K -$178K -6,379 -64%
APA
73
American Portfolios Advisors
New York
$92.2K +$1.06K +38 +1%
Northwestern Mutual Wealth Management
74
Northwestern Mutual Wealth Management
Wisconsin
$89K +$18.8K +672 +29%
US Bancorp
75
US Bancorp
Minnesota
$87K +$979 +35 +1%