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TRI-Continental Corp

100 hedge funds and large institutions have $140M invested in TRI-Continental Corp in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 27

2% more capital invested

Capital invested by funds: $138M → $140M (+$2.48M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.28% less ownership

Funds ownership: 10.42%10.15% (-0.28%)

5% less funds holding

Funds holding: 105100 (-5)

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

Holders
100
Holders Change
-5
Holders Change %
-4.76%
% of All Funds
2.02%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
32
Reduced
27
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
51
Ancora Advisors
Ohio
$287K
9WM
52
9258 Wealth Management
Ohio
$282K -$80.5K -3,092 -22%
AIFAIM
53
American Institute for Advanced Investment Management
Arizona
$278K
SKK
54
Shepherd Kaplan Krochuk
Massachusetts
$269K
Walleye Trading
55
Walleye Trading
New York
$268K -$17.4K -668 -6%
GWM
56
Geneos Wealth Management
Colorado
$266K +$495 +19 +0.2%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$258K -$8.98K -345 -3%
WB
58
WesBanco Bank
West Virginia
$236K
GG
59
Gofen & Glossberg
Illinois
$225K
QCIG
60
Quad-Cities Investment Group
Iowa
$224K -$937 -36 -0.4%
GC
61
Guggenheim Capital
Illinois
$223K +$224K +8,597 New
OC
62
Oppenheimer & Co
New York
$214K -$52.5K -2,016 -20%
1CP
63
1607 Capital Partners
Virginia
$204K
GW
64
GW & Wade
Massachusetts
$203K +$204K +7,844 New
EPA
65
Element Pointe Advisors
Florida
$200K +$201K +7,729 New
RWA
66
Ropes Wealth Advisors
Massachusetts
$156K
WEC
67
Winslow Evans & Crocker
Massachusetts
$113K +$885 +34 +0.8%
TJHA
68
Thomas J. Herzfeld Advisors
Florida
$100K +$286 +11 +0.3%
APA
69
American Portfolios Advisors
New York
$80.1K +$651 +25 +0.8%
US Bancorp
70
US Bancorp
Minnesota
$76K -$26 -1 -0%
Northwestern Mutual Wealth Management
71
Northwestern Mutual Wealth Management
Wisconsin
$61K +$1.87K +72 +3%
HI
72
Hudock Inc
Pennsylvania
$40K +$312 +12 +0.8%
SIC
73
Salem Investment Counselors
North Carolina
$38K
RE
74
RBC Europe
United Kingdom
$32.4K
Rockefeller Capital Management
75
Rockefeller Capital Management
New York
$29K +$286 +11 +1%

TY Hedge Fund Activity: Q3 2020 in Review

100 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2020, worth a combined $140M — up 1.8% from $138M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of TY and 8 opened new positions — a net loss of 5 holders — while 27 trimmed existing stakes and 32 added.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $647K. The largest seller was Shaker Financial Services, cutting an estimated $1.33M.

  • 100 institutional investors held TRI-Continental Corp (TY) as of Q3 2020, down from 105 in Q2 2020.
  • Funds reported $140M of TRI-Continental Corp stock for Q3 2020, up 1.8% quarter-over-quarter.
  • 8 funds opened new TRI-Continental Corp positions in Q3 2020 and 13 closed out, a net change of -5 holders.
  • The largest TRI-Continental Corp buyer in Q3 2020 was Cambridge Investment Research Advisors, an estimated $647K added.
  • The largest TRI-Continental Corp seller in Q3 2020 was Shaker Financial Services, an estimated $1.33M sold.

Based on aggregated 13F filings for Q3 2020.