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TRI-Continental Corp

85 hedge funds and large institutions have $215M invested in TRI-Continental Corp in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

13% more funds holding

Funds holding: 7585 (+10)

3% less capital invested

Capital invested by funds: $222M → $215M (-$6.98M)

1.03% less ownership

Funds ownership: 16.9%15.87% (-1%)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
85
Holders Change
+10
Holders Change %
+13.33%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
17
Increased
25
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
51
Northern Trust
Illinois
$254K +$25.2K +1,174 +11%
M&T Bank
52
M&T Bank
New York
$231K +$3.67K +171 +2%
WAM
53
Weiss Asset Management
Massachusetts
$210K +$205K +9,540 New
RFC
54
Regions Financial Corp
Alabama
$202K +$197K +9,176 New
Stifel Financial
55
Stifel Financial
Missouri
$201K +$196K +9,142 New
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$148K +$4.25K +198 +3%
BAM
57
Barrett Asset Management
New York
$120K -$6.44K -300 -5%
SIC
58
Salem Investment Counselors
North Carolina
$113K
WEC
59
Winslow Evans & Crocker
Massachusetts
$109K +$106K +4,926 New
US Bancorp
60
US Bancorp
Minnesota
$53K
CPIG
61
Chicago Partners Investment Group
Illinois
$52K
PG
62
Patten Group
Tennessee
$48K +$45.2K +2,105 New
WAM
63
Wealthspire Advisors (Maryland)
Maryland
$45K
JP Morgan Chase
64
JP Morgan Chase
New York
$45K +$43.8K +2,044 New
BKA
65
Brick & Kyle Associates
Pennsylvania
$44K
Schroder Investment Management Group
66
Schroder Investment Management Group
United Kingdom
$43K +$42.2K +1,965 New
TWA
67
TCI Wealth Advisors
Arizona
$40K +$38.8K +1,808 New
GWM
68
Geneos Wealth Management
Colorado
$39K +$43 +2 +0.1%
SSB
69
Sandy Spring Bank
Maryland
$35K
HI
70
Hudock Inc
Pennsylvania
$34K
OC
71
Oakworth Capital
Alabama
$27K
SEI Investments
72
SEI Investments
Pennsylvania
$23K +$21.5K +1,000 +1,613%
BIM
73
BlackRock Investment Management
Delaware
$22K +$21.5K +1,000 New
JIC
74
Joel Isaacson & Co
New York
$20K
Bank of Montreal
75
Bank of Montreal
Ontario, Canada
$19K